DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R••••• S••••• P•••••• E••••••• C•••••• L••
Other Private Fundadvised byO••••• F•••••••• G••••• L••independent RIA805-6182050622no longer reportedIAPD
Gross asset value
$630,921
as of Jan 6, 2023; not a fund size
Peak GAV
$11.7M
highest filing
Owners
78
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
28 filings
Mar 28, 2013 to Jan 6, 2023
Reporting history
one row per Form ADV filing
Gross asset value$630,921 as of Jan 6, 2023
Mar 28, 2013$5.1M then
Owners78 as of Jan 6, 2023
Mar 28, 201376 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Indiana, United Statesreported
- Clients solicited
- yes, 7% of the adviser's clients investedreported
- Form D file number
- 021-180952reportedthe join to the Form D offering
- Type as written
- RESTRUCTURING/DISTRESSED DEBTreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Fidelity Brokerage Services LLCSmithfield, Rhode Island
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons