DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••••••• P••••••• U•• L••
Gross asset value
$2.5M
as of Aug 31, 2023; not a fund size
Peak GAV
$12.7M
highest filing
Owners
6
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
16%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Mar 30, 2016 to Aug 31, 2023
Reporting history
one row per Form ADV filing
Gross asset value$2.5M as of Aug 31, 2023
Mar 30, 2016$9.6M then
Owners6 as of Aug 31, 2023
Mar 30, 20166 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
Across DFX
shared identifiers only
- S••••••••• P••••••• U•• L•• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons