DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••• E••••••• M•••••• F••• •••••••• L•
Gross asset value
$235M
as of Mar 30, 2017; not a fund size
Peak GAV
$511M
highest filing
Owners
6
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Feb 10, 2012 to Mar 30, 2017
Reporting history
one row per Form ADV filing
Gross asset value$235M as of Mar 30, 2017
Feb 10, 2012$244M then
Owners6 as of Mar 30, 2017
Feb 10, 201211 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Bahamas, Thereported
- Clients solicited
- noreported
- Form D file number
- 021-46734reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Bank Nederland N.V.Amsterdam, Netherlands
- Citco Banking Corporation N.V.Willemstad, Netherlands Antilles
- Citigroup Global M•••••• Inc.New York, New York
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Chase Bank, NaNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Bank Of New York MellonNew York, New York
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 99%reportedadviser and related persons