DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••••••• O••••••••• F••• I•• L•••
Gross asset value
$1.7B
as of Apr 29, 2024; not a fund size
Peak GAV
$2.7B
highest filing
Owners
70
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
54%
Reported
10 filings
Mar 29, 2019 to Apr 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.7B as of Apr 29, 2024
Mar 29, 2019$954M then
Owners70 as of Apr 29, 2024
Mar 29, 201952 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-323306reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta Securities, LLCSan Francisco, California
- J.P. Morgan Securities LLCNew York, New York
- Kotak Mahindra BankMumbai, India
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Shareworks By Morgan StanleyCalgary, Canada
Across DFX
shared identifiers only
- D•••••••• O••••••••• F••• I•• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons