DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• M•••••••• O••••••••• F•••• L•• • S••••• I•
Gross asset value
$7.6M
as of Jun 24, 2020; not a fund size
Peak GAV
$14.0M
highest filing
Owners
45
beneficial owners reported
Minimum investment
$50,000
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
18 filings
Mar 31, 2015 to Jun 24, 2020
Reporting history
one row per Form ADV filing
Gross asset value$7.6M as of Jun 24, 2020
Mar 31, 2015$13.7M then
Owners45 as of Jun 24, 2020
Mar 31, 201546 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 14% of the adviser's clients investedreported
- Form D file number
- 021-223378reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells Fargo Bank, N.A.Ogden, Utah · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
- C••••• M•••••••• O••••••••• F•••• L•• • S••••• I• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 12%reportedadviser and related persons