DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••• F•••••• L••• D••••••• •••••••• I•• •••••••• E••••••• L•••
Gross asset value
$45.5M
as of Mar 30, 2024; not a fund size
Peak GAV
$45.5M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
1%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
42%
Reported
8 filings
Mar 31, 2022 to Mar 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$45.5M as of Mar 30, 2024
Mar 31, 2022$38.6M then
Owners3 as of Mar 30, 2024
Mar 31, 20223 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-399004reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Bank, N.A.Chicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- ComputershareColumbia, Maryland
- Flagstar Bank, N.A.Hicksville, New York · LEI SS1TRMSN6BRNMOREEV51
- Wells FargoSan Francisco, California · LEI KB1H1DSPRFMYMCUFXT09
- Wells Fargo Securities, LLCSan Francisco, California · LEI VYVVCKR63DVZZN70PB21
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons