DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••• F•• G•••••• L•••
Gross asset value
$258,840
as of Feb 1, 2016; not a fund size
Peak GAV
$1.3M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$55,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
11 filings
Mar 30, 2012 to Feb 1, 2016
Reporting history
one row per Form ADV filing
Gross asset value$258,840 as of Feb 1, 2016
Mar 30, 2012$1.3M then
Owners34 as of Feb 1, 2016
Mar 30, 201231 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-66999reportedthe join to the Form D offering
- Type as written
- PRIVATE DEBT FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Robert W. Baird & Co. IncorporatedMilwaukee, Wisconsin
Across DFX
shared identifiers only
- P••••••• f•• G•••••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons