DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• E••••• O••••••••• F••• I•• L•••
Gross asset value
$721M
as of Aug 12, 2024; not a fund size
Peak GAV
$1.0B
highest filing
Owners
44
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
9%
Reported
39 filings
Mar 31, 2017 to Aug 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$721M as of Aug 12, 2024
Mar 31, 2017$0 then
Owners44 as of Aug 12, 2024
Mar 31, 20170 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-285170reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Bank Of America, N.A.New York, New York · LEI B4TYDEB6GKMZO031MB27
- Barclays Bank PlcLondon, United Kingdom · LEI 213800LBQA1Y9L22JB70
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Mufg Securities Americas Inc.New York, New York
- RBC Capital Markets, LLCNew York, New York
- Umb Bank, National AssociationKansas City, Missouri · LEI VNOO6EITDJ2YUEBMSZ83
- Wells Fargo Bank, National AssociationCharlotte, North Carolina · LEI KB1H1DSPRFMYMCUFXT09
- Wilmington Savings Fund Society, FsbWilmington, Delaware · LEI 5493005DKMV1IHIM8E20
- Wilmington Trust CompanyWilmington, Delaware · LEI 2549003YW3T6PERKZM60
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons