DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

O•• I• P••••••• C••••••••• L•••

Private Equity Fundadvised byO•• C•••••• A•••••••• L•••asset manager805-6585984329IAPD
Gross asset value
$10.0M
as of Oct 11, 2024; not a fund size
Peak GAV
$157M
highest filing
Owners
59
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
69%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
7%
Reported
19 filings
Feb 6, 2015 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$10.0M as of Oct 11, 2024
Feb 6, 2015$151M then
Owners59 as of Oct 11, 2024
Feb 6, 201583 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Abn Amro
    Sydney, Australia
  • Ast Financial
    Brooklyn, New York
  • Bny Mellon
    New York, New York
  • Jpmorgan Chase Bank, N.A.
    Chicago, Illinois
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
69%reportedadviser and related persons