DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

O•• C•••••• A•••••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 173626SEC 801-80566websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Oct 31, 2014 · 23 filings
SEC status approved since Dec 1, 2014
RAUM
$16B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
77
54 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
34
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$16B as of Mar 31, 2026
Mar 30, 2015$5.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20150 then
Employees (5.A)77 as of Mar 31, 2026
Mar 30, 201525 then
Private funds34 as of Mar 31, 2026
Mar 30, 20154 then
RAUM +12% over the last fiscal year+14% a year over threeIARs 0 to 0offices 4 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$449MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$16B100%
  • Banks and thrifts$67.0M0.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
35reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      37 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      O•• E••••• P••••••• V•••• L•••Private Equity Fund$1.8B127Mar 31, 2022
      O•• E••••• P••••••• V•••••• L•••Private Equity Fund$1.7B95Mar 31, 2022
      O•• E••••• P••••••• V••• L•••Private Equity Fund$1.5B154Mar 30, 2019
      O•• N•••••• F••• I• S•••Private Equity Fund$1.5B82Mar 28, 2024
      O•• E••••• P••••••• V•• L•••Private Equity Fund$1.1B127Feb 6, 2015
      O•• E••••• P••••••• V••••• L•••Private Equity Fund$796M58Mar 30, 2019
      O•• E••••• P••••••• V•••••• S•••Private Equity Fund$485M69Mar 31, 2022
      O•• E••••• P••••••• V••••• L•••Private Equity Fund$318M21Mar 30, 2019
      O•• V•• P•••••• I• C••••••••• P•••••••• L•••Private Equity Fund$243M19Mar 31, 2021
      O•• V••• P•••••• L•••• C••••••••• P•••••••• L•••Private Equity Fund$163M36Mar 28, 2024
      O•• V••• P•••••• V••••• C••••••••• P•••••••• L•••Private Equity Fund$147M13Mar 31, 2022
      O•• V• S•• C••••••••• P•••••••• L•••Private Equity Fund$134M24Mar 29, 2018
      O•• V• T••••••••• P••••••• A• L•••Private Equity Fund$133M19Mar 29, 2018
      O•• V•• O•• M•••• C••••••••• P•••••••• L•••Private Equity Fund$109M8Mar 30, 2020
      O•• V•• P•••••• I••• C••••••••• P•••••••• L•••Private Equity Fund$103M6Mar 31, 2021
      O•• V••• P•••••• X••••• C••••••••• P•••••••• L•••Private Equity Fund$95.0M22Mar 28, 2024
      O•• V•• O•••• C••••••••• P•••••••• L•••Private Equity Fund$72.2M4Mar 30, 2020
      O•• V•• O•••• C••••••••• P••••••• ••• L•••Private Equity Fund$71.9M6Mar 30, 2020
      O•• V••• H••••••••• C••••••••• P•••••••• L•••Private Equity Fund$61.1M8Mar 28, 2024
      O•• V••• P•••••• C•••• C••••••••• P•••••••• L•••Private Equity Fund$58.2M4Mar 31, 2022
      O•• V••• P•• C••••••••• P•••••••• L•••Private Equity Fund$55.6M5Mar 31, 2023
      O•• V•• S••••••••• C••••••••• P•••••••• L•••Private Equity Fund$55.2M7Mar 31, 2021
      O•• V••• P•••••• A••••• C••••••••• P•••••••• L•••Private Equity Fund$52.9M5Mar 31, 2023
      O•• V• T••••••••• P••••••• B• L•••Private Equity Fund$52.7M2Mar 29, 2018
      O•• V••• P•••••• G••••••••• C••••••••• P•••••••• L•••Private Equity Fund$42.6M8Mar 31, 2023
      O•• V••• P•••••• P•••••• C••••••••• P•••••••• L•••Private Equity Fund$30.0M5Mar 28, 2024
      O•• V•• P•••••• A• C••••••••• P•••••••• L•••Private Equity Fund$26.6M18Mar 31, 2021
      O•• E••••• P••••••• S•••••••• F••• L•••Private Equity Fund$11.6M20Feb 6, 2015
      O•• V•• P•••••• A•• C••••••••• P•••••••• L•••Private Equity Fund$11.3M4Mar 31, 2021
      O•• I• P••••••• C••••••••• L•••Private Equity Fund$10.0M59Feb 6, 2015
      O•• V• U••• P•••••••• L•••Private Equity Fund$7.3M9Mar 29, 2018
      O•• V• D•••• C••••••••• P•••••••• L•••Private Equity Fund$4.6M3Mar 30, 2017
      O•• E••••• P••••••• I•• L•••Private Equity Fund$00Mar 28, 2024
      O•• E••••• P••••••• I•••• S•••Private Equity Fund$00Mar 28, 2024
      O•• V• A•••• C••••••••• P•••••••• L•••Private Equity Fund$00Mar 29, 2018
      O•• E••••• P•••••• I•••• L•••Private Equity Fund$00Mar 28, 2024
      O•• I• P••••••• C•••••••• A••• L•••no longer reportedPrivate Equity Fund$020Feb 6, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• G••••••• A•••••• · Operating Committee Member & Limited Partnercontrol
        since 01/2015 · owns 5% to 10%
      • C•••••• R••••••• M••••••• · Operating Committee Member & Limited Partnercontrol
        since 10/2014 · owns 50% to 75%
      • C•••••• J••••• B•••••• A•••• · Operating Committee Member & Limited Partnercontrol
        since 01/2015 · owns less than 5%
      • H••••••••• J•••••• P• · Operating Committee Membercontrol
        since 09/2024 · owns less than 5%
      • K••••• J••••• W••••• · Operating Committee Member & Limited Partnercontrol
        since 01/2015 · owns 5% to 10%
      • M•••••• J••••••• R•• · Cfo & Operating Committee Membercontrol
        since 10/2014 · owns less than 5%
      • S•••••• T•••••••• M••••••• · Coo, Cco & Operating Committee Membercontrol
        since 10/2014 · owns less than 5%
      • Z••••••• J•••• · Operating Committee Member & Limited Partnercontrol
        since 01/2018 · owns 5% to 10%
      • B••••••••• G••••••• A•••••• · Membercontrol
        since 09/2024 · owns 50% to 75% of O•• C•••••• A••••••• G•• L••
      • C•••••• R••••••• M••••••• · Membercontrol
        since 10/2014 · owns 50% to 75% of O•• C•••••• A••••••• G•• L••
      Entity owners
      • O•• C•••••• A••••••• G•• L•• · G•••••• Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • O•• I• P••••••• C•••••••• G•• L•••
        pooled vehicle sponsory
      • O•• I• G•••••• P••••••• L•••
        pooled vehicle sponsory
      • O•• I••• G• S•••••••
        pooled vehicle sponsory
      • O•• N•••••• F••• I• G• S••••••
        pooled vehicle sponsory
      • O•• S•••••••• F••• G•••••• P••••••• L•••
        pooled vehicle sponsory
      • O•• V• G•••••• P••••••• L•••
        pooled vehicle sponsory
      • O•• V•• G•••••• P••••••• L•••
        pooled vehicle sponsory
      • O•• V••• G•••••• P••••••• L•••
        pooled vehicle sponsory
      • O•• V••••• G• S•••••••
        pooled vehicle sponsory
      Advisers that list O•• C•••••• A•••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Frankfurt Am Main, Germany10 employees
      • Chicago, IL7 employees
      • Amsterdam, Netherlands4 employees
      What changed
      consecutive filings, newest first
      • Accounts · 36 to 35
        Feb 12, 2026 to Mar 31, 2026
      • Advisory employees · 45 to 54
        Feb 12, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 35 to 34
        Feb 12, 2026 to Mar 31, 2026
      • Employees · 69 to 77
        Feb 12, 2026 to Mar 31, 2026
      • Other offices · 4 to 3
        Feb 12, 2026 to Mar 31, 2026
      • Private funds · 35 to 34
        Feb 12, 2026 to Mar 31, 2026
      • Discretionary RAUM · $14B to $16B
        Feb 12, 2026 to Mar 31, 2026
      • Non-discretionary RAUM · $64.3M to $67.0M
        Feb 12, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $14B to $16B
        Feb 12, 2026 to Mar 31, 2026
      • RAUM · $14B to $16B
        Feb 12, 2026 to Mar 31, 2026
      • Advisory employees · 47 to 45
        Oct 11, 2024 to Mar 31, 2025
      • Employees · 70 to 69
        Oct 11, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Oct 11, 2024 to Mar 31, 2025
      • Other offices · 3 to 4
        Oct 11, 2024 to Mar 31, 2025
      • Discretionary RAUM · $11B to $14B
        Oct 11, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $11B to $14B
        Oct 11, 2024 to Mar 31, 2025
      • RAUM · $11B to $14B
        Oct 11, 2024 to Mar 31, 2025
      • Accounts · 29 to 36
        Feb 2, 2024 to Mar 28, 2024
      • Advisory employees · 42 to 47
        Feb 2, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 28 to 35
        Feb 2, 2024 to Mar 28, 2024
      • Employees · 55 to 70
        Feb 2, 2024 to Mar 28, 2024
      • Private funds · 28 to 35
        Feb 2, 2024 to Mar 28, 2024
      • Discretionary RAUM · $11B to $11B
        Feb 2, 2024 to Mar 28, 2024
      • Non-discretionary RAUM · $153M to $64.3M
        Feb 2, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $11B to $11B
        Feb 2, 2024 to Mar 28, 2024
      • RAUM · $11B to $11B
        Feb 2, 2024 to Mar 28, 2024
      • Accounts · 26 to 29
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 35 to 42
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 26 to 28
        Mar 31, 2022 to Mar 31, 2023
      • Employees · 46 to 55
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 26 to 28
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $9.7B to $11B
        Mar 31, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $0 to $153M
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $9.7B to $11B
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $9.7B to $11B
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 22 to 26
        May 6, 2021 to Mar 31, 2022
      • Advisory employees · 30 to 35
        May 6, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 21 to 26
        May 6, 2021 to Mar 31, 2022
      • Employees · 39 to 46
        May 6, 2021 to Mar 31, 2022
      • Private funds · 21 to 26
        May 6, 2021 to Mar 31, 2022
      Signals
      12 dated events
      • O•• C•••••• A•••••••• L••• reported RAUM $14.0B, up 27% from $11.0B (2024-10-11 to 2025-03-31)
        Mar 31, 2025 · RAUM change · derived
      • David Han (Member) no longer on Schedule A of O•• C•••••• A•••••••• L••• (listed 2024-03-28, absent 2024-10-11)
        Oct 11, 2024 · Control person left · inference
      • P Joseph Huffsmith (Operating Committee Member) appeared on Schedule A of O•• C•••••• A•••••••• L•••
        Oct 11, 2024 · Control person joined · fact
      • Wilhelm Curt Johann-Melchior Ritter Undedler Von Peter (Operating Committee Member & Limited Partner) no longer on Schedule A of O•• C•••••• A•••••••• L••• (listed 2023-03-31, absent 2024-02-02)
        Feb 2, 2024 · Control person left · inference
      • Carl Paul Schorr (Operating Committee Member & Limited Partner) no longer on Schedule A of O•• C•••••• A•••••••• L••• (listed 2023-03-31, absent 2024-02-02)
        Feb 2, 2024 · Control person left · inference
      • Catherine Norma Corio (Operating Committee Member) no longer on Schedule A of O•• C•••••• A•••••••• L••• (listed 2022-03-31, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • O•• C•••••• A•••••••• L••• reported RAUM $9.7B, up 30% from $7.4B (2021-05-06 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Sebastian Stephan Christoph Giulini (Operating Committee Member) no longer on Schedule A of O•• C•••••• A•••••••• L••• (listed 2020-03-30, absent 2020-06-04)
        Jun 4, 2020 · Control person left · inference
      • C Norma Corio (Operating Committee Member) appeared on Schedule A of O•• C•••••• A•••••••• L•••
        Mar 30, 2019 · Control person joined · fact
      • J•••• Z•••••• (Operating Committee Member) appeared on Schedule A of O•• C•••••• A•••••••• L•••
        Mar 30, 2019 · Control person joined · fact
      • O•• C•••••• A•••••••• L••• reported RAUM $6.9B, up 66% from $4.2B (2017-03-30 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      • O•• C•••••• A•••••••• L••• filed its initial SEC registration (Form ADV)
        Oct 31, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/one-equity-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-277-1500reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026