DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•••• C••••• O••••••• O•••••••• F•••• L•
Gross asset value
$267M
as of Aug 16, 2024; not a fund size
Peak GAV
$1.1B
highest filing
Owners
138
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
31%
Reported
19 filings
Nov 17, 2015 to Aug 16, 2024
Reporting history
one row per Form ADV filing
Gross asset value$267M as of Aug 16, 2024
Nov 17, 2015$149M then
Owners138 as of Aug 16, 2024
Nov 17, 201564 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-249232reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Interactive Brokers LLCGreenwich, Connecticut
- Principal Financial GroupMinneapolis, Minnesota
- Rj O'BrienChicago, Illinois
- The Northern Trust CompanyDallas, Texas
- US BankSt. Paul, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons