DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C••••••
Legal name R•••• C••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 31, 2014 · 24 filings
SEC status approved since Apr 23, 2014
RAUM
$3.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$4.1M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$1.8B
derived; firm RAUM over IAPD count
Employees
22
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$3.6B as of Mar 27, 2026
Apr 2, 2015$227M then
HNW client RAUM$4.1M as of Mar 27, 2026
Mar 29, 2018$3.0M then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Apr 2, 20151 then
Employees (5.A)22 as of Mar 27, 2026
Apr 2, 20157 then
Private funds3 as of Mar 27, 2026
Apr 2, 20152 then
RAUM +71% over the last fiscal year+65% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $1.8BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $67.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 11.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $362M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$2.4B83%
- Pooled investment vehicles$399M14%
- Insurance companies$92.8M3.2%
- High-net-worth individuals$4.1M0.1%
- Individual clients
- n/areported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 53reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $362M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.78 institutional_share=0.03 related_bd=false related_bank=false bd_reps=7.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••••• R• W••••••Chartered Financial Analyst | Dallas, Tx | Sep 2, 2011 | 19 y | 0 |
| D•••• R•••• | Dallas, Tx | Mar 8, 2024 | 32 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D•••• R•••• from A•••••••• C•••••• M••••••••• L••Mar 8, 2024 · Other
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• C••••• O••••••• O•••••••• F•••• L• | Hedge Fund | $267M | 138 | Nov 17, 2015 |
| R•••• E••••••• C••••• O••••••• O•••••••• F•••• L• | Hedge Fund | $53.6M | 43 | Mar 31, 2021 |
| R•••• D••••••••• C••••• F•••• L•no longer reported | Hedge Fund | $41.0M | 59 | Mar 31, 2014 |
| R•••• S•••••• O••••••••• F••• I•• L• | Hedge Fund | $8.1M | 9 | Mar 31, 2023 |
| R•••• S•••••• O••••••••• F•••• L• | Hedge Fund | $721,718 | 9 | Mar 29, 2019 |
| R•••• C••••• P••••••••• F••• L•no longer reported | Hedge Fund | $8,156 | 1 | Apr 2, 2015 |
Owners and control persons
Schedule A and B, latest filing
- S••••••••• S•••• · Chief O•••••••• Officer/Chief Compliance Officercontrolsince 08/2017 · owns less than 5%
- W••••••• S•••••• R• · Managing Membercontrolsince 05/2011 · owns 75% or more
Related persons
Schedule D 7.A
- R•••• G•• L••pooled vehicle sponsory
- R•••• C••••• O••••••••• F••• G•• L•pooled vehicle sponsory
- R•••• S•••••• O••••••••• F••• G•• L•pooled vehicle sponsory
- R•••• S•••••• O••••••••• F••• I• G•• L•pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $2,100,091,605 to $3,589,059,858 (+71.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 90.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 43 to 53Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 3 to 5Mar 31, 2025 to Mar 27, 2026
- BD registered reps · 5 to 7Mar 31, 2025 to Mar 27, 2026
- HNW clients · 9 to 4Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 9 to 5Mar 31, 2025 to Mar 27, 2026
- Employees · 19 to 22Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.1B to $3.6BMar 31, 2025 to Mar 27, 2026
- HNW RAUM · $20.2M to $4.1MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $362M to $399MMar 31, 2025 to Mar 27, 2026
- RAUM · $2.1B to $3.6BMar 31, 2025 to Mar 27, 2026
- Accounts · 44 to 43Aug 16, 2024 to Mar 31, 2025
- HNW clients · 12 to 9Aug 16, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 9Aug 16, 2024 to Mar 31, 2025
- Assets in custody · $298M to $362MAug 16, 2024 to Mar 31, 2025
- Employees · 18 to 19Aug 16, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 16, 2024 to Mar 31, 2025
- Private funds · 4 to 3Aug 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $2.1BAug 16, 2024 to Mar 31, 2025
- HNW RAUM · $14.6M to $20.2MAug 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $337M to $362MAug 16, 2024 to Mar 31, 2025
- RAUM · $1.2B to $2.1BAug 16, 2024 to Mar 31, 2025
- Advisory activities · 3 to 4Mar 28, 2024 to Aug 16, 2024
- Accounts · 26 to 44Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 4 to 3Mar 31, 2023 to Mar 28, 2024
- BD registered reps · 1 to 5Mar 31, 2023 to Mar 28, 2024
- HNW clients · 7 to 12Mar 31, 2023 to Mar 28, 2024
- Employees · 13 to 18Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $794M to $1.2BMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $4.2M to $14.6MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $298M to $337MMar 31, 2023 to Mar 28, 2024
- RAUM · $794M to $1.2BMar 31, 2023 to Mar 28, 2024
- Accounts · 24 to 26Feb 9, 2023 to Mar 31, 2023
- Advisory employees · 3 to 4Feb 9, 2023 to Mar 31, 2023
- Pooled vehicle clients · 8 to 10Feb 9, 2023 to Mar 31, 2023
- Assets in custody · $306M to $298MFeb 9, 2023 to Mar 31, 2023
- Employees · 9 to 13Feb 9, 2023 to Mar 31, 2023
- Private funds · 3 to 4Feb 9, 2023 to Mar 31, 2023
- Discretionary RAUM · $552M to $794MFeb 9, 2023 to Mar 31, 2023
- HNW RAUM · $5.1M to $4.2MFeb 9, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $306M to $298MFeb 9, 2023 to Mar 31, 2023
Signals
9 dated events
- R•••• C•••••• reported RAUM $3.6B, up 71% from $2.1B (2025-03-31 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- R•••• C•••••• reported RAUM $2.1B, up 73% from $1.2B (2024-08-16 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- R•••• C•••••• reported RAUM $1.2B, up 53% from $793.6M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- R•••• C•••••• reported RAUM $793.6M, up 44% from $552.1M (2023-02-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- R•••• C•••••• reported RAUM $583.9M, down 58% from $1.4B (2020-10-05 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- R•••• C•••••• reported RAUM $1.4B, up 26% from $1.1B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- R•••• C•••••• reported RAUM $1.1B, up 48% from $740.2M (2018-03-29 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- R•••• C•••••• reported RAUM $740.2M, up 95% from $380.0M (2017-08-22 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- R•••• C•••••• filed its initial SEC registration (Form ADV)Mar 31, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••• C•••••• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R••••-CAPITAL-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- R••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-550-1710reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.8Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026