DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••• L••
Gross asset value
$201,602
as of Oct 19, 2016; not a fund size
Peak GAV
$201,602
highest filing
Owners
5
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
67%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 29, 2016 to Oct 19, 2016
Reporting history
one row per Form ADV filing
Gross asset value$201,602 as of Oct 19, 2016
Mar 29, 2016$201,602 then
Owners5 as of Oct 19, 2016
Mar 29, 20165 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Colorado, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- RBC Capital Markets, LLCSt. Cloud, Minnesota
Across DFX
shared identifiers only
- S••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 67%reportedadviser and related persons