DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••••••• I••••••••• G••••• B••• F•••• L••

Other Private Fundadvised byC••••••••• O•••• I•••asset manager805-6619089228no longer reportedIAPD
Gross asset value
$0
as of Jul 9, 2018; not a fund size
Peak GAV
$201M
highest filing
Owners
0
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
24 filings
Mar 30, 2012 to Jul 9, 2018
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Jul 9, 2018
Mar 30, 2012$201M then
Owners0 as of Jul 9, 2018
Mar 30, 201246 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
021-123901reportedthe join to the Form D offering
Type as written
FIXED INCOMEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • State Street Corporation
    Boston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
0.0%reportedadviser and related persons