DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
5• S•••• G••••• O••••••••• F••• 3• L•••
Gross asset value
$246M
as of Mar 1, 2024; not a fund size
Peak GAV
$361M
highest filing
Owners
57
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
6%
Reported
23 filings
Mar 29, 2012 to Mar 1, 2024
Reporting history
one row per Form ADV filing
Gross asset value$246M as of Mar 1, 2024
Mar 29, 2012$71.5M then
Owners57 as of Mar 1, 2024
Mar 29, 20128 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-165523reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank Preferred Custody ServicesNew York, New York
Across DFX
shared identifiers only
- 5• S•••• G••••• O••••••••• F••• 3• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons