DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
I•• O••••••••• F••• 2• L•••
Gross asset value
$198,855
as of Dec 17, 2021; not a fund size
Peak GAV
$167M
highest filing
Owners
65
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
12%
Reported
23 filings
Mar 30, 2015 to Dec 17, 2021
Reporting history
one row per Form ADV filing
Gross asset value$198,855 as of Dec 17, 2021
Mar 30, 2015$166M then
Owners65 as of Dec 17, 2021
Mar 30, 201563 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 9% of the adviser's clients investedreported
- Form D file number
- 021-214155reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
Across DFX
shared identifiers only
- I•• O••••••••• F••• 2• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 6.0%reportedadviser and related persons