DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••• L••• C••••• S••••••••• L•
Gross asset value
$364M
as of Sep 9, 2024; not a fund size
Peak GAV
$377M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
8%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
51%
Reported
20 filings
Sep 15, 2015 to Sep 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$364M as of Sep 9, 2024
Sep 15, 2015$0 then
Owners13 as of Sep 9, 2024
Sep 15, 20151 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-246348reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Capital One BankNew York, New York · LEI LKE37K2B8CFZUR7F9816
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- State St•••T Bank And Trust CompanyBoston, Massachusetts · LEI 54930040JC7I4R2I8K66
Across DFX
shared identifiers only
- T••• L••• D••••• L•••••• C••••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 8.0%reportedadviser and related persons