DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• L••• C•••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 15, 2015 · 20 filings
SEC status approved since Sep 23, 2015
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
20 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
11
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$3.8B as of Mar 30, 2026
Mar 29, 2016$286M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20160 then
Employees (5.A)30 as of Mar 30, 2026
Mar 29, 20166 then
Private funds11 as of Mar 30, 2026
Mar 29, 20162 then
RAUM +28% over the last fiscal year+21% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $214MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.8B, 18 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.8B72%
- Other investment advisers$1.0B27%
- Insurance companies$46.2M1.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.8B for 18 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• L••• D••••• L•••••• I••• L• | Hedge Fund | $447M | 15 | Mar 31, 2022 |
| T••• L••• C••••• S••••••••• L• | Hedge Fund | $364M | 13 | Sep 15, 2015 |
| T••• L••• D••••• L•••••• I•• L• | Hedge Fund | $330M | 15 | Mar 30, 2019 |
| E••••••• S••• I•• L• | Hedge Fund | $244M | 35 | Mar 31, 2021 |
| P••••• S••••• S•••••••• L••••• L• | Hedge Fund | $167M | 3 | Mar 31, 2023 |
| T••• L••• D••••• L••••••• L• | Hedge Fund | $42.6M | 17 | Dec 12, 2014 |
| T••• L••• I••• S••••• L••• F•••• L• | Hedge Fund | $35.7M | 5 | May 29, 2024 |
| T•••••••• L• | Hedge Fund | $7.5M | 2 | Mar 30, 2019 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• N•••••• F••••••• · Chief Compliance Officercontrolsince 10/2014 · owns less than 5%
- B•••••••• T•••• M•••• · Chief Financial Officercontrolsince 06/2020 · owns less than 5%
- B••••••• S••••• J••••••• · Member Of Board Of Managerscontrolsince 10/2014 · owns less than 5%
- C•••• C••••••••• F•••••• · Member Of Board Of Managerscontrolsince 07/2024 · owns less than 5%
- D•••••• B••••••• E••••• · Member Of Board Of Managerscontrolsince 07/2024 · owns less than 5%
- Q•••••• T•••••• R••••••• · Managing Member And Member Of Board Of Managerscontrolsince 10/2014 · owns 5% to 10%
- S••••••••• J•••••••• V••• · Managing Member And Member Of Board Of Managerscontrolsince 10/2014 · owns 5% to 10%
- C••••• J••••• D••••• · Managing Membercontrolsince 12/2008 · owns 75% or more of J• T•••••• V• L••
- D••••• C••••••• A••••• · Managing Membercontrolsince 12/2011 · owns 75% or more of C• T•••••• V• L••
- W••••••• D••••• J•• · Managing Membercontrolsince 12/2008 · owns 75% or more of D• T•••••• V• L••
- Z•••••• N••••••• D•••• · Managing Membercontrolsince 12/2008 · owns 75% or more of N• T•••••• V• L••
Entity owners
- A•••• G• H•••••••• L•• · Memberdirect · owns 25% to 50%
- A•••• I••••••••• · Sole Memberindirect · owns 75% or more of A•••• G• H•••••••• L•• · public reporting company
- C• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• Capital V, L.P,
- C• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• C•••••• V•••• L•••
- D• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• C•••••• V• L•••
- D• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• C•••••• V•••• L•••
- J• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• C•••••• V• L•••
- J• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• C•••••• V•••• L•••
- N• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• C•••••• V• L•••
- N• T•••••• V• L•• · General Partnerindirect · owns F of T•••••• C•••••• V•••• L•••
- T•••••• C•••••• V•••• L••• · General Partnerindirect · owns F of T•••••• V• P••••••• F•••• L•••
- T•••••• C•••••• V• L••• · General Partnerindirect · owns F of T•••••• V• L•••
- T•••••• V• P••••••• F•••• L••• · Memberindirect · owns 25% to 50% of T•••••• T••• L••• M••••••••• I•••
- T•••••• V• L••• · Memberindirect · owns 50% to 75% of T•••••• T••• L••• M••••••••• I•••
- T•••••• T••• L••• M••••••••• I••• · Memberdirect · owns 10% to 25%
- U••••••••• O• T•••• S••••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- S•••• P•••• C•••••• L••investment advisernRAUM $68B
- T••• L••• C•••••• M••••••• L••broker-dealery
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 18Jul 8, 2025 to Mar 30, 2026
- Advisory employees · 18 to 20Jul 8, 2025 to Mar 30, 2026
- BD registered reps · 2 to 1Jul 8, 2025 to Mar 30, 2026
- Pooled vehicle clients · 11 to 14Jul 8, 2025 to Mar 30, 2026
- Assets in custody · $3.0B to $3.8BJul 8, 2025 to Mar 30, 2026
- Employees · 29 to 30Jul 8, 2025 to Mar 30, 2026
- Financial planning clients · to 0Jul 8, 2025 to Mar 30, 2026
- Other offices · 1 to 2Jul 8, 2025 to Mar 30, 2026
- Private funds · 10 to 11Jul 8, 2025 to Mar 30, 2026
- Discretionary RAUM · $3.0B to $3.8BJul 8, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $2.2B to $2.8BJul 8, 2025 to Mar 30, 2026
- RAUM · $3.0B to $3.8BJul 8, 2025 to Mar 30, 2026
- Related adviser · true to falseJul 8, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jul 8, 2025
- Accounts · 10 to 14Sep 9, 2024 to Mar 31, 2025
- Advisory employees · 16 to 18Sep 9, 2024 to Mar 31, 2025
- Pooled vehicle clients · 8 to 11Sep 9, 2024 to Mar 31, 2025
- Assets in custody · $2.3B to $3.0BSep 9, 2024 to Mar 31, 2025
- Employees · 23 to 29Sep 9, 2024 to Mar 31, 2025
- Private funds · 8 to 10Sep 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $3.0BSep 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $2.2BSep 9, 2024 to Mar 31, 2025
- RAUM · $2.3B to $3.0BSep 9, 2024 to Mar 31, 2025
- Private funds · 7 to 8Mar 29, 2024 to May 29, 2024
- Accounts · 9 to 10Mar 31, 2023 to Mar 29, 2024
- Advisory activities · 1 to 2Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 7 to 8Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $2.2B to $2.3BMar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.2B to $2.3BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.6B to $1.6BMar 31, 2023 to Mar 29, 2024
- RAUM · $2.2B to $2.3BMar 31, 2023 to Mar 29, 2024
- Accounts · 8 to 9Nov 8, 2022 to Mar 31, 2023
- Advisory employees · 13 to 16Nov 8, 2022 to Mar 31, 2023
- BD registered reps · 0 to 2Nov 8, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 7Nov 8, 2022 to Mar 31, 2023
- Assets in custody · $1.6B to $2.2BNov 8, 2022 to Mar 31, 2023
- Employees · 18 to 23Nov 8, 2022 to Mar 31, 2023
- Private funds · 6 to 7Nov 8, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.6B to $2.2BNov 8, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.2B to $1.6BNov 8, 2022 to Mar 31, 2023
Signals
16 dated events
- T••• L••• C•••••• P•••••••• L•• reported RAUM $3.8B, up 28% from $3.0B (2025-07-08 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- T••• L••• C•••••• P•••••••• L•• reported RAUM $3.0B, up 32% from $2.3B (2024-09-09 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Robert James Matthews (Member Of Board Of Managers) no longer on Schedule A of T••• L••• C•••••• P•••••••• L•• (listed 2024-05-29, absent 2024-09-09)Sep 9, 2024 · Control person left · inference
- Frances Catherine Cole (Member Of Board Of Managers) appeared on Schedule A of T••• L••• C•••••• P•••••••• L••Sep 9, 2024 · Control person joined · fact
- Eugene Bradley Dyslin (Member Of Board Of Managers) appeared on Schedule A of T••• L••• C•••••• P•••••••• L••Sep 9, 2024 · Control person joined · fact
- T••• L••• C•••••• P•••••••• L•• reported RAUM $2.2B, up 35% from $1.6B (2022-11-08 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Mitchell Andrew Paul (Member, Member Of Board Of Managers) no longer on Schedule A of T••• L••• C•••••• P•••••••• L•• (listed 2022-11-08, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Adam Gainsley M•••••• Korengold (Member, Member Of Board Of Managers) no longer on Schedule A of T••• L••• C•••••• P•••••••• L•• (listed 2022-11-08, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- T••• L••• C•••••• P•••••••• L•• reported RAUM $1.6B, up 43% from $1.1B (2021-07-27 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Marie Tina Badciong (Chief Financial Officer) appeared on Schedule A of T••• L••• C•••••• P•••••••• L••Aug 20, 2020 · Control person joined · fact
- M•••••• D•••• H••••• (Chief Financial Officer) no longer on Schedule A of T••• L••• C•••••• P•••••••• L•• (listed 2020-03-30, absent 2020-08-20)Aug 20, 2020 · Control person left · inference
- T••• L••• C•••••• P•••••••• L•• reported RAUM $1.0B, up 43% from $731.3M (2020-03-23 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- T••• L••• C•••••• P•••••••• L•• reported RAUM $731.3M, up 60% from $457.3M (2018-03-19 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
- Max Peter Mundheim (Member Of Board Of Managers) no longer on Schedule A of T••• L••• C•••••• P•••••••• L•• (listed 2018-03-19, absent 2019-03-30)Mar 30, 2019 · Control person left · inference
- T••• L••• C•••••• P•••••••• L•• reported RAUM $457.3M, up 55% from $295.5M (2017-03-30 to 2018-03-19)Mar 19, 2018 · RAUM change · derived
- T••• L••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Sep 15, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T••• L••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tree-line-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-795-7575reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026