DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••• T••••• P•••••••• L•••
Gross asset value
$259M
as of Dec 18, 2014; not a fund size
Peak GAV
$519M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$3.0M
as reported
Adviser and related own
24%
of the fund
Owned by funds
13%
fund-of-funds interests
Non-US owners
55%
Reported
11 filings
Feb 13, 2012 to Dec 18, 2014
Reporting history
one row per Form ADV filing
Gross asset value$259M as of Dec 18, 2014
Feb 13, 2012$519M then
Owners28 as of Dec 18, 2014
Feb 13, 201275 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-97119reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Brown Brothers Harriman & Co.New York, New York
- JP Morgan Chase Bank, N.A.New York, New York
- State Street Bank And Trust Co.Boston, Massachusetts
- The Bank Of New York MellonNew York, New York
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 24%reportedadviser and related persons