DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• I••••••••• C•••••••••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 39 filings
SEC status approved since Mar 30, 2012
RAUM
$107B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
483
275 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
10
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$107B as of Mar 30, 2026
Apr 1, 2013$18B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)483 as of Mar 30, 2026
Apr 1, 2013370 then
Private funds10 as of Mar 30, 2026
Apr 1, 20139 then
RAUM +28% over the last fiscal year+34% a year over threeIARs 0 to 0offices 5 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $4.9BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $2.8B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$107B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.8B for 9 clientsreported
- Compensation
- hourly, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• T•••• B•• G••••• P•••••••• L••• | Hedge Fund | $32B | 274 | Feb 13, 2012 |
| T•••• G••••• F••• L••• | Hedge Fund | $17B | 44 | Mar 29, 2018 |
| X•••••• P••••••• L••• | Hedge Fund | $10.0B | 83 | Mar 29, 2018 |
| T•••• M•••• T•••••• L•••no longer reported | Hedge Fund | $7.0B | 53 | Nov 27, 2012 |
| T•••• F••••• F••• I• L•• | Hedge Fund | $2.0B | 11 | Mar 31, 2015 |
| T•••• R•••••••• C••••••• P••••••• P•••••••• L••• | Hedge Fund | $1.0B | 70 | Sep 30, 2016 |
| T•••• P•••••• P•••••••• I• L•• | Private Equity Fund | $827M | 38 | Mar 31, 2015 |
| T•••• T•••••• I• L•••no longer reported | Hedge Fund | $784M | 453 | Mar 31, 2014 |
| T•••• T•••••• I• L•••no longer reported | Hedge Fund | $781M | 403 | May 30, 2013 |
| T•••• D••••••••• M•••• P•••••••• L•••no longer reported | Hedge Fund | $541M | 51 | Nov 27, 2012 |
| T•••• F•••••• F•••no longer reported | Hedge Fund | $514M | 92 | Feb 13, 2012 |
| T•••• G••••• I••••••••• F••• L•• | Hedge Fund | $338M | 10 | Mar 29, 2018 |
| X•••••• P••••••• P•••••••• L••• | Hedge Fund | $260M | 83 | Mar 30, 2020 |
| T•••• T••••• P•••••••• L•••no longer reported | Hedge Fund | $259M | 28 | Feb 13, 2012 |
| P••••• T•••• T••••• L•••no longer reported | Hedge Fund | $118M | 4 | Feb 13, 2012 |
| T•••• P•••••• P•••••••• I•• L•• | Private Equity Fund | $111M | 29 | Mar 30, 2017 |
| T•••• P••••••• P•••••••• L••• | Hedge Fund | $103M | 7 | Mar 30, 2021 |
| T•••• M••••••• D••••••••• P•••••••• L•••no longer reported | Hedge Fund | $62.2M | 2 | Feb 13, 2012 |
| L••••• A•••• P•••••••• L••• | Hedge Fund | $12.1M | 408 | Mar 30, 2020 |
| T•••• V••••••• I• L•••no longer reported | Hedge Fund | $7.2M | 174 | Feb 13, 2012 |
| T•••• P•••••• P•••••••• L••no longer reported | Private Equity Fund | $6.3M | 42 | Mar 1, 2013 |
| T•••• V••••••• I•• L•••no longer reported | Hedge Fund | $2.8M | 96 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D•••••• M•••• F•••• · Co-Chairman, Member Of T•••• Management Committee, And Director Of T•••• I••••••••• C•••••••••controlsince 11/2017 · owns less than 5%
- E•••••••• B••••••• M••• · Chief Compliance Officer (United States)controlsince 06/2017 · owns less than 5%
- F•••••• R••••••• L••• · Director Of T•••• I••••••••• C•••••••••controlsince 06/1991 · owns less than 5%
- J••••• P•••• T•••• · Co-Chairman, Chief Investment Officer, Member Of T•••• Management Committee, And Director Of T•••• I••••••••• C•••••••••controlsince 11/1980 · owns 75% or more
- R•••••••• M•••••• · Chief Executive Officer, Member Of T•••• Management Committee, And Director Of T•••• I••••••••• C•••••••••controlsince 11/2017 · owns 5% to 10%
- S•••••• A•••• · Chief Financial Officer, Member Of T•••• Management Committee, And Director Of T•••• I••••••••• C•••••••••controlsince 01/2023 · owns less than 5%
- S••••••• T••••• · Chief Operating Officercontrolsince 10/2023 · owns less than 5%
- W••••••• S••••••• N••• · General Counsel, Member Of T•••• Management Committee, And Director Of T•••• I••••••••• C•••••••••controlsince 07/2015 · owns less than 5%
- J••• S••••• · Member Of T•••• Management Committee And Director Of T•••• I••••••••• C•••••••••since 09/2022 · owns less than 5%
Related persons
Schedule D 7.A
- K•• S••••••• L••pooled vehicle sponsorn
- T•••• B•• G• L•••pooled vehicle sponsorn
- T•••• P••••••• G• L•••pooled vehicle sponsorn
- T•••• T•••••• I• G• L•••pooled vehicle sponsorn
- T•••• T•••••• I• G• L•••pooled vehicle sponsorn
- T•••• T•••••• V•• G• L•••pooled vehicle sponsorn
- X•••••• P••••••• G• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom68 employees
- New York, NY65 employees
- Singapore, Singapore8 employees
- Palm Beach, FL6 employees
- Brookline, MA5 employees
- Oakland, CA5 employees
- Miami, FL2 employees
- Dubai, United Arab Emirates1 employees
- , 1 employees
- Paris, France
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 30, 2026hourly charges (Item 5.E.2): no on the filing of 2025-11-05, yes on the filing of 2026-03-30peers: asset managers, $20B and over (512)
What changed
consecutive filings, newest first
- Accounts · 21 to 22Nov 5, 2025 to Mar 30, 2026
- Advisory employees · 232 to 275Nov 5, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 20Nov 5, 2025 to Mar 30, 2026
- Assets in custody · $2.6B to $2.8BNov 5, 2025 to Mar 30, 2026
- Employees · 406 to 483Nov 5, 2025 to Mar 30, 2026
- Other offices · 5 to 6Nov 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $84B to $107BNov 5, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $84B to $107BNov 5, 2025 to Mar 30, 2026
- RAUM · $84B to $107BNov 5, 2025 to Mar 30, 2026
- Private funds · 9 to 10Mar 28, 2025 to Nov 5, 2025
- Advisory employees · 183 to 232Sep 10, 2024 to Mar 28, 2025
- Advisory activities · 3 to 2Sep 10, 2024 to Mar 28, 2025
- Assets in custody · $2.6B to $2.6BSep 10, 2024 to Mar 28, 2025
- Employees · 355 to 406Sep 10, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 10, 2024 to Mar 28, 2025
- Other offices · 10 to 5Sep 10, 2024 to Mar 28, 2025
- Discretionary RAUM · $64B to $84BSep 10, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $64B to $84BSep 10, 2024 to Mar 28, 2025
- RAUM · $64B to $84BSep 10, 2024 to Mar 28, 2025
- Other offices · 9 to 10Mar 28, 2024 to Sep 10, 2024
- Accounts · 23 to 21Sep 22, 2023 to Mar 28, 2024
- Advisory employees · 162 to 183Sep 22, 2023 to Mar 28, 2024
- Pooled vehicle clients · 21 to 19Sep 22, 2023 to Mar 28, 2024
- Assets in custody · $2.8B to $2.6BSep 22, 2023 to Mar 28, 2024
- Employees · 324 to 355Sep 22, 2023 to Mar 28, 2024
- Private funds · 11 to 9Sep 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $45B to $64BSep 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $45B to $64BSep 22, 2023 to Mar 28, 2024
- RAUM · $45B to $64BSep 22, 2023 to Mar 28, 2024
- Other offices · 7 to 9Mar 30, 2023 to Apr 21, 2023
- Accounts · 24 to 23Sep 28, 2022 to Mar 30, 2023
- Advisory employees · 160 to 162Sep 28, 2022 to Mar 30, 2023
- Pooled vehicle clients · 22 to 21Sep 28, 2022 to Mar 30, 2023
- Assets in custody · $2.7B to $2.8BSep 28, 2022 to Mar 30, 2023
- Employees · 314 to 324Sep 28, 2022 to Mar 30, 2023
- Private funds · 13 to 11Sep 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $25B to $45BSep 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $25B to $45BSep 28, 2022 to Mar 30, 2023
- RAUM · $25B to $45BSep 28, 2022 to Mar 30, 2023
- Accounts · 23 to 24Mar 30, 2021 to Mar 30, 2022
Signals
15 dated events
- T•••• I••••••••• C••••••••• reported RAUM $106.8B, up 28% from $83.6B (2025-11-05 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- T•••• I••••••••• C••••••••• reported 5 offices beyond its principal office, down from 10 (2024-09-10 to 2025-03-28)Mar 28, 2025 · Office count change · derived
- T•••• I••••••••• C••••••••• reported RAUM $83.6B, up 31% from $63.6B (2024-09-10 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- T•••• I••••••••• C••••••••• reported RAUM $63.6B, up 43% from $44.5B (2023-09-22 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Marc Clayton Otto (Chief Operating Officer) no longer on Schedule A of T•••• I••••••••• C••••••••• (listed 2023-09-22, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- T••••• S•••••• (Chief Operating Officer) appeared on Schedule A of T•••• I••••••••• C•••••••••Mar 28, 2024 · Control person joined · fact
- A•••• S••••• (Chief Financial Officer And Director Of T•••• I••••••••• C•••••••••) appeared on Schedule A of T•••• I••••••••• C•••••••••Mar 30, 2023 · Control person joined · fact
- T•••• I••••••••• C••••••••• reported RAUM $44.5B, up 79% from $24.9B (2022-09-28 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Steven Evans (Member Of Tudor Management Committee) no longer on Schedule A of T•••• I••••••••• C••••••••• (listed 2022-09-28, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- Raymond John Torell (Chief Financial Officer, Member Of Tudor Management Committee, And Director Of T•••• I••••••••• C•••••••••) no longer on Schedule A of T•••• I••••••••• C••••••••• (listed 2022-03-30, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- S••••• Jan (Member Of Tudor Management Committee And Director Of T•••• I••••••••• C•••••••••) appeared on Schedule A of T•••• I••••••••• C•••••••••Sep 28, 2022 · Control person joined · fact
- T•••• I••••••••• C••••••••• reported RAUM $24.9B, down 44% from $44.6B (2021-03-30 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- M Louise Zarrilli (Head Of Investor Relations And Member Of Tudor Management Committee) no longer on Schedule A of T•••• I••••••••• C••••••••• (listed 2020-03-30, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- T•••• I••••••••• C••••••••• reported RAUM $38.0B, up 33% from $28.6B (2019-02-22 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- T•••• I••••••••• C••••••••• reported RAUM $28.6B, down 28% from $39.7B (2018-02-28 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T•••• I••••••••• C••••••••• · Independent Sponsorsshared crd · capital_provider
- T•••• I••••••••• C••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/xantium-group-tudor-investment-corporatreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/tudor-investment-corporation/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- xantium.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-863-6700reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026