DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•••••• P•••••• I••••••••• I• •••• L•
Gross asset value
$10.0M
as of May 21, 2018; not a fund size
Peak GAV
$35.0M
highest filing
Owners
98
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
46%
Reported
22 filings
Mar 7, 2012 to May 21, 2018
Reporting history
one row per Form ADV filing
Gross asset value$10.0M as of May 21, 2018
Mar 7, 2012$35.0M then
Owners98 as of May 21, 2018
Mar 7, 201291 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- FUND MEETS THE DEFINITION OF BOTH VENTURE CAPITAL FUND AND HEDGE FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Silicon Valley BankNewton, Massachusetts
Across DFX
shared identifiers only
- O•••••• P•••••• I••••••••• I• •••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons