DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• O••••••• S•• I• P•• L••••••
Gross asset value
$1.6B
as of Oct 11, 2024; not a fund size
Peak GAV
$1.6B
highest filing
Owners
1
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
100%
Reported
6 filings
Mar 20, 2013 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.6B as of Oct 11, 2024
Mar 20, 2013$1.3B then
Owners1 as of Oct 11, 2024
Mar 20, 20131 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Guernseyreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor Services, Inc.Chicago, Illinois
- Bnp Paribas Securities Corp.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Prime Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- JP Morgan Chase Bank N.A.New York, New York
- JP Morgan Clearing Corp.New York, New York
- JP Morgan Markets Australia Pty LtdSydney, Australia
- JP Morgan Markets L••••••New York, New York
- JP Morgan Securities Asia Pte LtdSingapore, Singapore
- JP Morgan Securities LtdLondon, United Kingdom
- Macquarie Futures USA LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Sg Americas Securities, LLCNew York, New York
- The Bank Of New York MellonNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons