DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••••• P•• I• L••

Private Equity Fundadvised byC••••••• G••••• L••other805-6962581580no longer reportedIAPD
Gross asset value
$1.2M
as of Apr 30, 2018; not a fund size
Peak GAV
$1.2M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 31, 2017 to Apr 30, 2018
Reporting history
one row per Form ADV filing
Gross asset value$1.2M as of Apr 30, 2018
Mar 31, 2017$1.1M then
Owners12 as of Apr 30, 2018
Mar 31, 201712 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Utah, United Statesreported
Clients solicited
yes, 30% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Wells Fargo Securities, LLC
    Salt Lake City, Utah
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
4.0%reportedadviser and related persons