DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Private fund

Mariner Investment Grade Plus Trust

Other Private Fundadvised byMarinerBD affiliated805-6979463120no longer reportedIAPD
Gross asset value
$8.6M
as of Nov 18, 2014; not a fund size
Peak GAV
$8.6M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
41%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
3 filings
Mar 26, 2014 to Nov 18, 2014
Reporting history
one row per Form ADV filing
Gross asset value$8.6M as of Nov 18, 2014
Mar 26, 2014$8.6M then
Owners28 as of Nov 18, 2014
Mar 26, 201428 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
none reportedreported
Type as written
COMMINGLED TRUSTreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • National Advisors Trust Company, Fsb
    Overland Park, Kansas
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
41%reportedadviser and related persons