DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• E••••••• I••••••••• L•••
Gross asset value
$311M
as of Oct 31, 2014; not a fund size
Peak GAV
$311M
highest filing
Owners
46
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
22%
of the fund
Owned by funds
51%
fund-of-funds interests
Non-US owners
52%
Reported
10 filings
Mar 30, 2012 to Oct 31, 2014
Reporting history
one row per Form ADV filing
Gross asset value$311M as of Oct 31, 2014
Mar 30, 2012$55.4M then
Owners46 as of Oct 31, 2014
Mar 30, 20126 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- British Virgin Islandsreported
- Clients solicited
- yes, 14% of the adviser's clients investedreported
- Form D file number
- 021-47773reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman, Sachs & Co.New York, New York
- J.P. Morgan Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 22%reportedadviser and related persons