DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••• I••••••••• C••••••• I•••

Other adviserStamford, ConnecticutCRD 120107SEC 801-62678websiteIAPD
Latest filing Apr 8, 2026
First filing on the tape Mar 30, 2012 · 37 filings
SEC status approved since Jan 15, 2004
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$1.3B as of Apr 8, 2026
Mar 30, 2012$8.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 8, 2026
Apr 1, 20130 then
Employees (5.A)29 as of Apr 8, 2026
Apr 1, 201396 then
Private funds3 as of Apr 8, 2026
Mar 30, 201220 then
RAUM +9.8% over the last fiscal year-10.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$88.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+9.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$265M, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$654M49%
  • Charitable organizations$283M21%
  • Pension and profit-sharing plans$230M17%
  • Corporations and businesses$156M12%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$265M for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.49 institutional_share=0.39 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      24 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      C•••••• S•••••••• V•••• P••••••• L•••no longer reportedHedge Fund$319M34Mar 30, 2012
      C•••••• E••••••• I••••••••• L•••no longer reportedHedge Fund$311M46Mar 30, 2012
      C•••••• I••••••••• L•••no longer reportedHedge Fund$306M21Mar 30, 2012
      C•••••• I••••••••• P•••••••• L•••Hedge Fund$283M29Mar 30, 2012
      C•••••• E•••• I••••••••• L•••no longer reportedHedge Fund$276M1Mar 30, 2012
      C•••••• G••••• N•••••• R•••••••• P••••••• I•• L•••no longer reportedHedge Fund$243M53Mar 30, 2012
      C•••••• S•••• C•• I••••••••• I• •••• L•••no longer reportedHedge Fund$194M1Mar 30, 2012
      C•••••• G••••• N•••••• R•••••••• L••• O••••••••• L•••no longer reportedOther Private Fund$181M0Apr 1, 2013
      C•••••• O••••••••• I••••••••• L•••no longer reportedHedge Fund$170M22Mar 30, 2012
      C•••••• S•••• C•• • M•• C•• I••••••••• L•••no longer reportedHedge Fund$152M34Mar 30, 2012
      C•••••• G••••• N•••••• R•••••••• P•••••••• L•••no longer reportedHedge Fund$90.7M0Mar 30, 2012
      C•••••• O••••••••• T••••• L•••Hedge Fund$79.1M50Mar 30, 2012
      C•••••• H••••• U••• E•••••••• L•••no longer reportedHedge Fund$75.5M38Mar 30, 2012
      C•••••• U•••• • G••••• S•••••••••no longer reportedHedge Fund$55.1M11Mar 30, 2012
      C•••••• C•••• O••••••••• M••••• F•••• L•••no longer reportedHedge Fund$48.6M42Mar 30, 2012
      C•••••• S•••• C•• • M•• C•• P•••••••• L•••Hedge Fund$26.2M7Mar 29, 2018
      C•••••• A•••••••• F•••• L•••no longer reportedHedge Fund$22.1M4Jul 5, 2016
      C•••••• P••••••• P•••••• M••••• F•••• L•••no longer reportedHedge Fund$14.9M14Mar 30, 2012
      C•••••• N•• E•• P•••••••• L•••no longer reportedHedge Fund$14.1M78Mar 30, 2012
      C•••••• S•••• C•• F•••• F•••• L•••no longer reportedHedge Fund$9.1M21Mar 30, 2012
      C•••••• Q• E••••••• P•••••••• L•••Hedge Fund$3.7M5Mar 31, 2015
      C•••••• G••••• N•••••• R•••••••• I••••••••• I••• L•••no longer reportedHedge Fund$2.3M0Mar 30, 2012
      C•••••• M••••••••• F•••• L•••no longer reportedHedge Fund$66,00013Mar 30, 2012
      C•••••• P•••••• E••••• P••••••• I• L•••no longer reportedPrivate Equity Fund$17,0000Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••• A•••••• E•••••• · Executive Vice President, Director Of Tradingcontrol
        since 02/2017 · owns less than 5%
      • C••••••• R••••••• L••••••• · Chairman, Chief Executive Officer & Chief Investment Officer, Directorcontrol
        since 05/2005 · owns less than 5%
      • F•••••• J•••••••• L•••• · Director, Executive Vice President, Co-Chief Investment Officercontrol
        since 05/2005 · owns less than 5%
      • K••• P••••• S•••• · Managing Director, General Counsel & Chief Compliance Officercontrol
        since 03/2019 · owns less than 5%
      • W•••••••• R•••• M•••••• · Managing Director - Chief Financial Officercontrol
        since 08/2023 · owns less than 5%
      • C••••••• R••••••• L••••••• · Shareholdercontrol
        since 04/1992 · owns 25% to 50% of B•••••••• I••••••••• C••••••• I•••
      Entity owners
      • C•••••• I••••••••• C••••••• L•• · Sole Shareholder
        direct · owns 75% or more
      • B•••••••• I••••••••• C••••••• I••• · Shareholder
        indirect · owns 75% or more of C•••••• I••••••••• C••••••• L••
      Related persons
      Schedule D 7.A
      Advisers that list C•••••• I••••••••• C••••••• I••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY5 employees
      What changed
      consecutive filings, newest first
      • Accounts · 16 to 15
        Jun 23, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 8 to 9
        Jun 23, 2025 to Mar 30, 2026
      • Assets in custody · $307M to $265M
        Jun 23, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.2B to $1.3B
        Jun 23, 2025 to Mar 30, 2026
      • Pension RAUM · $234M to $230M
        Jun 23, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $566M to $654M
        Jun 23, 2025 to Mar 30, 2026
      • RAUM · $1.2B to $1.3B
        Jun 23, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Apr 7, 2025 to Jun 23, 2025
      • Advisory activities · 3 to 2
        Mar 28, 2024 to Apr 7, 2025
      • Assets in custody · $358M to $307M
        Mar 28, 2024 to Apr 7, 2025
      • Employees · 31 to 29
        Mar 28, 2024 to Apr 7, 2025
      • Discretionary RAUM · $1.3B to $1.2B
        Mar 28, 2024 to Apr 7, 2025
      • Pension RAUM · $207M to $234M
        Mar 28, 2024 to Apr 7, 2025
      • Pooled vehicle RAUM · $622M to $566M
        Mar 28, 2024 to Apr 7, 2025
      • RAUM · $1.3B to $1.2B
        Mar 28, 2024 to Apr 7, 2025
      • Accounts · 22 to 16
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 15 to 8
        Mar 31, 2023 to Mar 28, 2024
      • Assets in custody · $501M to $358M
        Mar 31, 2023 to Mar 28, 2024
      • Employees · 35 to 31
        Mar 31, 2023 to Mar 28, 2024
      • Private funds · 4 to 3
        Mar 31, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.8B to $1.3B
        Mar 31, 2023 to Mar 28, 2024
      • Pension RAUM · $325M to $207M
        Mar 31, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $873M to $622M
        Mar 31, 2023 to Mar 28, 2024
      • RAUM · $1.8B to $1.3B
        Mar 31, 2023 to Mar 28, 2024
      • Accounts · 21 to 22
        Oct 26, 2022 to Mar 31, 2023
      • Business name · C•••••• I••••••••• C••••••• L•• to C•••••• I••••••••• C••••••• I•••
        Oct 26, 2022 to Mar 31, 2023
      • Assets in custody · $631M to $501M
        Oct 26, 2022 to Mar 31, 2023
      • Employees · 33 to 35
        Oct 26, 2022 to Mar 31, 2023
      • Discretionary RAUM · $2.7B to $1.8B
        Oct 26, 2022 to Mar 31, 2023
      • Pension RAUM · $713M to $325M
        Oct 26, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $1.3B to $873M
        Oct 26, 2022 to Mar 31, 2023
      • RAUM · $2.7B to $1.8B
        Oct 26, 2022 to Mar 31, 2023
      • Legal name · C•••••• I••••••••• C••••••• L•• to C•••••• I••••••••• C••••••• I•••
        Sep 9, 2022 to Oct 26, 2022
      • Organization form · Limited Liability Company to Corporation
        Sep 9, 2022 to Oct 26, 2022
      • Succession · true to false
        May 13, 2022 to Sep 9, 2022
      • Succession · false to true
        Mar 30, 2022 to May 13, 2022
      • Advisory employees · 6 to 5
        Mar 31, 2021 to Mar 30, 2022
      • Pooled vehicle clients · 12 to 15
        Mar 31, 2021 to Mar 30, 2022
      • Assets in custody · $596M to $631M
        Mar 31, 2021 to Mar 30, 2022
      • Employees · 39 to 33
        Mar 31, 2021 to Mar 30, 2022
      Signals
      13 dated events
      • Keef Jenifer Parker (Managing Director, Chief Financial Officer) no longer on Schedule A of C•••••• I••••••••• C••••••• I••• (listed 2023-03-31, absent 2024-03-28)
        Mar 28, 2024 · Control person left · inference
      • C•••••• I••••••••• C••••••• I••• reported RAUM $1.3B, down 30% from $1.8B (2023-03-31 to 2024-03-28)
        Mar 28, 2024 · RAUM change · derived
      • Michael Ross Weissman (Managing Director - Chief Financial Officer) appeared on Schedule A of C•••••• I••••••••• C••••••• I•••
        Mar 28, 2024 · Control person joined · fact
      • C•••••• I••••••••• C••••••• I••• reported RAUM $1.8B, down 33% from $2.7B (2022-10-26 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • Mayhew Jonathan Wainwright (Director) no longer on Schedule A of C•••••• I••••••••• C••••••• I••• (listed 2022-05-13, absent 2022-09-09)
        Sep 9, 2022 · Control person left · inference
      • C•••••• I••••••••• C••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        May 13, 2022 · Succession (Item 4) · fact
      • Burke Joseph Eggleton (Executive Vice President - Chief Operating Officer) no longer on Schedule A of C•••••• I••••••••• C••••••• I••• (listed 2021-03-31, absent 2022-03-30)
        Mar 30, 2022 · Control person left · inference
      • Weld Michael Clark (Risk Officer) no longer on Schedule A of C•••••• I••••••••• C••••••• I••• (listed 2021-03-31, absent 2022-03-30)
        Mar 30, 2022 · Control person left · inference
      • Keef Jenifer Parker (Managing Director, Chief Financial Officer) appeared on Schedule A of C•••••• I••••••••• C••••••• I•••
        Mar 30, 2020 · Control person joined · fact
      • Thomas Alison Schachter (Senior Vice President -Chief Financial Officer - Management Company) no longer on Schedule A of C•••••• I••••••••• C••••••• I••• (listed 2019-03-29, absent 2019-06-14)
        Jun 14, 2019 · Control person left · inference
      • Sunil Peter Kim (Managing Director - General Counsel & Chief Compliance Officer) appeared on Schedule A of C•••••• I••••••••• C••••••• I•••
        Mar 29, 2019 · Control person joined · fact
      • Anne Patricia Mallon (Director) no longer on Schedule A of C•••••• I••••••••• C••••••• I••• (listed 2018-03-29, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • Noel Julie Jack (Managing Director-General Counsel & Chief Compliance Officer) no longer on Schedule A of C•••••• I••••••••• C••••••• I••• (listed 2018-03-29, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/chilton-investment-companyreportedpublic record, Form ADV, Sep 19, 2026
      Website
      C••••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      203-352-4000reportedpublic record, Form ADV, Apr 8, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026