DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•• S•• C••••••••• L•••
Private Equity Fundadvised byC••••••• D••••••• • R•••• L••asset manager805-7145544500no longer reportedIAPD
Gross asset value
$54.5M
as of Mar 30, 2016; not a fund size
Peak GAV
$199M
highest filing
Owners
42
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
29%
fund-of-funds interests
Non-US owners
27%
Reported
9 filings
Feb 11, 2012 to Mar 30, 2016
Reporting history
one row per Form ADV filing
Gross asset value$54.5M as of Mar 30, 2016
Feb 11, 2012$126M then
Owners42 as of Mar 30, 2016
Feb 11, 201242 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-105341reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- C•• S•• C••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons