DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••• H•••• Q• L•

Hedge Fundadvised byH••• H•••• A•••• M••••••••• L••asset manager805-7235117181IAPD
Gross asset value
$49.9M
as of Mar 14, 2023; not a fund size
Peak GAV
$213M
highest filing
Owners
21
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
55%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Mar 30, 2015 to Mar 14, 2023
Reporting history
one row per Form ADV filing
Gross asset value$49.9M as of Mar 14, 2023
Mar 30, 2015$128M then
Owners21 as of Mar 14, 2023
Mar 30, 201548 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-224485reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America Na
    New York, New York
  • Citi
    New York, New York
  • Citizens Bank N.A.
    Newton, Massachusetts
  • Credit Suisse Securities (Europe) Ltd.
    London, United Kingdom
  • Goldman Sachs & Co. LLC
    New York, New York
  • Goldman Sachs Asset Management LP
    Chicago, Illinois
  • Banking
    New York, New York
  • J.P. Morgan Securities LLC
    Boston, Massachusetts
  • Merrill Lynch Professional Clearing Corp.
    Boston, Massachusetts
  • Morgan Stanley & Co. LLC
    New York, New York
  • UBS Ag
    London, United Kingdom
  • UBS Financial Services Inc.
    Boston, Massachusetts
  • Wells Fargo Bank, N.A.
    Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
55%reportedadviser and related persons