DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
T•••••• V• P••••••••• F•••• L•••
Gross asset value
$145M
as of Jul 3, 2024; not a fund size
Peak GAV
$201M
highest filing
Owners
41
beneficial owners reported
Minimum investment
$10,000
as reported
Adviser and related own
99%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Mar 31, 2014 to Jul 3, 2024
Reporting history
one row per Form ADV filing
Gross asset value$145M as of Jul 3, 2024
Mar 31, 2014$133M then
Owners41 as of Jul 3, 2024
Mar 31, 201434 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaStamford, Connecticut · LEI B4TYDEB6GKMZO031MB27
- Blackrock Treasury Trust FundNew York, New York · LEI 549300LRIF3NWCU26A80
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York · LEI 8NAV47T0Y26Q87Y0QP81
Across DFX
shared identifiers only
- T•••••• V• P••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 99%reportedadviser and related persons