DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H••• M•• C••••••• L•••

Hedge Fundadvised byH••• H•••• A•••• M••••••••• L••asset manager805-7352323360no longer reportedIAPD
Gross asset value
$18.5M
as of Mar 26, 2019; not a fund size
Peak GAV
$59.4M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
43%
Reported
10 filings
Feb 6, 2012 to Mar 26, 2019
Reporting history
one row per Form ADV filing
Gross asset value$18.5M as of Mar 26, 2019
Feb 6, 2012$2.6M then
Owners29 as of Mar 26, 2019
Feb 6, 20127 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-159891reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America Na
    New York, New York
  • Citi
    New York, New York
  • Citizens Bank N.A.
    Newton, Massachusetts
  • Goldman Sachs & Co. LLC
    Boston, Massachusetts
  • Goldman Sachs Asset Management
    New York, New York
  • J.P. Morgan Chase Bank
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • UBS Ag
    London, United Kingdom
  • UBS Securities LLC
    Boston, Massachusetts
  • Wells Fargo Bank, N.A.
    Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
5.0%reportedadviser and related persons