DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Ascent Event Driven Fund
Gross asset value
$167M
as of Sep 4, 2026; not a fund size
Peak GAV
$230M
highest filing
Owners
218
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
32 filings
Mar 29, 2018 to Sep 4, 2026
Reporting history
one row per Form ADV filing
Gross asset value$202M as of Oct 11, 2024
Mar 29, 2018$16.1M then
Owners218 as of Oct 11, 2024
Mar 29, 201855 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- New York, United Statesreported
- Clients solicited
- yes, 9% of the adviser's clients investedreported
- Form D file number
- 021-303398reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pershing LLCJersey City, New Jersey
Across DFX
shared identifiers only
- Ascent Event Driven Fund · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons