DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
E••••••• M•••••• G••••• F•••
Other Private Fundadvised byC••• O• L••••• I••••••••• M••••••••• C•••••• L••••••asset manager805-7544720547IAPD
Gross asset value
$138M
as of Nov 30, 2024; not a fund size
Peak GAV
$468M
highest filing
Owners
20
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
33 filings
May 7, 2014 to Nov 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$138M as of Nov 30, 2024
May 7, 2014$435M then
Owners20 as of Nov 30, 2024
May 7, 201450 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-207938reportedthe join to the Form D offering
- Type as written
- INVESTS PRIMARILY IN E••••••• MARKET CLOSED-END FUNDSreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny MellonPittsburgh, Pennsylvania
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons