DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

H•••••••• V• L•••••• P•••••••••

Hedge Fundadvised byH•••••••• S••••••••• L••asset manager805-7609639294no longer reportedIAPD
Gross asset value
$35.8M
as of Oct 9, 2018; not a fund size
Peak GAV
$35.8M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
16 filings
Mar 28, 2013 to Oct 9, 2018
Reporting history
one row per Form ADV filing
Gross asset value$35.8M as of Oct 9, 2018
Mar 28, 2013$0 then
Owners13 as of Oct 9, 2018
Mar 28, 20131 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-263847reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Capital Inc.
    New York, New York
  • Citco Banking Corporation N.V.
    Willemstad, Curacao · LEI 549300HEYP0HGEVT8L46
  • Citibank N.A.
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Goldman Sachs International
    London, United Kingdom · LEI N9FYJ29MC81JI74MJE92
  • J.P. Morgan Securities LLC
    New York, New York
  • Jpmorgan Chase Bank, N.A.
    New York, New York · LEI 7H6GLXDRUGQFU57RNE97
  • Morgan Stanley & Co. International L••••••
    London, United Kingdom · LEI 4PQUHN3JPFGFNF3BB653
  • Morgan Stanley & Co. LLC
    New York, New York
  • Morgan Stanley Capital Services Inc.
    New York, New York · LEI I7331LVCZKQKX5T7XV54
  • Northern Trust International Banking Corporation
    Jersey City, New Jersey
  • U.S. Bank National Association
    Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
13%reportedadviser and related persons