DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

M•••••••• E••••••• D••••••••• A•••••••••

Private Equity Fundadvised byS••••• A•••• M••••••••• I•••other805-7623868406no longer reportedIAPD
Gross asset value
$18.1M
as of Mar 13, 2014; not a fund size
Peak GAV
$19.0M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
3 filings
Jan 22, 2013 to Mar 13, 2014
Reporting history
one row per Form ADV filing
Gross asset value$18.1M as of Mar 13, 2014
Jan 22, 2013$19.0M then
Owners1 as of Mar 13, 2014
Jan 22, 20131 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Canadareported
Clients solicited
noreported
Form D file number
021-155367reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • 727 Olde Hickory Road
    Lancaster, Pennsylvania
  • Td Canada Trust
    Waterloo, Ontario, Canada
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons