DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• A•••• M••••••••• I•••
Latest filing Jan 6, 2026
First filing on the tape May 3, 2012 · 45 filings
SEC status approved since May 14, 2012
RAUM
$363M
reported, Item 5.F
Discretionary
55%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
13 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
3
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$363M as of Jan 6, 2026
Feb 20, 2013$46.8M then
HNW client RAUM$54.0M as of Oct 5, 2020
Sep 30, 2019$74.0M then
State-registered IARs (5.B.3)0 as of Jan 6, 2026
Feb 20, 20130 then
Employees (5.A)27 as of Jan 6, 2026
Feb 20, 20137 then
Private funds3 as of Jan 6, 2026
Feb 20, 20133 then
RAUM -4.2% over the last fiscal year+4.3% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $90.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 55%derivedof RAUM
- Institutional
- 45%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$199M55%
- Sovereign wealth funds$164M45%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.55 institutional_share=0.45 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• G••••• G••••• M•••••• P• F••• 2•• L• | Private Equity Fund | $108M | 96 | Sep 27, 2019 |
| S••••• F••••••• M•••••• F••• 2• L• | Private Equity Fund | $99.8M | 125 | Mar 13, 2014 |
| M•••••••• E••••••• D••••••••• A•••••••••no longer reported | Private Equity Fund | $18.1M | 1 | Jan 22, 2013 |
| S••••• A••••• I••••• L•••••• F••• L•no longer reported | Other Private Fund | $5.8M | 28 | Apr 27, 2022 |
| S••••• F••••••• M•••••• F••• 1• L• | Private Equity Fund | $4.9M | 91 | May 3, 2012 |
| S••••• T•••• F•••••• F••• L• | Other Private Fund | $3.3M | 2 | Sep 1, 2017 |
| S••••• R••• C•••••• F••• 1• L•no longer reported | Private Equity Fund | $389,000 | 29 | Jan 22, 2013 |
Owners and control persons
Schedule A and B, latest filing
- H••••• P••••••• N•• · Partner, Business D•••••••••controlsince 10/2022 · owns 10% to 25%
- L•••••• M•••••• P••• · Partner, Finance & Operationscontrolsince 10/2022 · owns 10% to 25%
- L••••••••• S••••• N•• · Managing Partner, Ccocontrolsince 06/2022 · owns less than 5%
- R••••••••• R••••••• M••••••• · Partner, Investmentscontrolsince 10/2022 · owns 10% to 25%
- L••••••••• S••••• N•• · Shareholdercontrolsince 12/2011 · owns F of M••••••• H••••••• I••
- W•••• J••••••• L••••• · Shareholdersince 12/2011 · owns F of M••••••• H••••••• I••
Entity owners
- M••••••• H••••••• I•• · Shareholderdirect · owns 25% to 50%
- S•••• I••• · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- S••••• F••••••• G•••••• P•••••• I•••pooled vehicle sponsory
- S••••• F••••••• H••••••• I•••pooled vehicle sponsory
- S••••• G•••••• P•••••• 2• I••pooled vehicle sponsory
- S••••• G•••••• P•••••• 2• L•pooled vehicle sponsory
- S••••• G•••••• P•••••• F•••••• 2• I••pooled vehicle sponsory
- S••••• G•••••• P•••••• O•••••• 2• I••pooled vehicle sponsory
- S••••• L•••• I••••••••• I•••pooled vehicle sponsory
- S•••• G•••••• P•••••• F•••••• I•••pooled vehicle sponsory
- S•••• G•••••• P•••••• I•••pooled vehicle sponsory
- S•••• G•••••• P•••••• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Amsterdam, Netherlands2 employees
- Luxembourg, Luxembourg1 employees
- Singapore, Singapore1 employees
- ,
What changed
consecutive filings, newest first
- Advisory employees · 10 to 13Aug 5, 2025 to Jan 6, 2026
- Employees · 24 to 27Aug 5, 2025 to Jan 6, 2026
- Advisory employees · 9 to 10Sep 19, 2024 to Aug 5, 2025
- Employees · 21 to 24Sep 19, 2024 to Aug 5, 2025
- Financial planning clients · unset to Sep 19, 2024 to Aug 5, 2025
- HQ state · unset to Sep 19, 2024 to Aug 5, 2025
- Discretionary RAUM · $212M to $199MSep 19, 2024 to Aug 5, 2025
- Non-discretionary RAUM · $167M to $164MSep 19, 2024 to Aug 5, 2025
- Pooled vehicle RAUM · $212M to $199MSep 19, 2024 to Aug 5, 2025
- RAUM · $379M to $363MSep 19, 2024 to Aug 5, 2025
- Accounts · 6 to 4Apr 20, 2024 to Sep 19, 2024
- Advisory employees · 8 to 9Apr 20, 2024 to Sep 19, 2024
- Charity clients · 2.0 to unsetApr 20, 2024 to Sep 19, 2024
- Pooled vehicle clients · 4 to 3Apr 20, 2024 to Sep 19, 2024
- Employees · 18 to 21Apr 20, 2024 to Sep 19, 2024
- Discretionary RAUM · $236M to $212MApr 20, 2024 to Sep 19, 2024
- Non-discretionary RAUM · $47.7M to $167MApr 20, 2024 to Sep 19, 2024
- Pooled vehicle RAUM · $236M to $212MApr 20, 2024 to Sep 19, 2024
- RAUM · $284M to $379MApr 20, 2024 to Sep 19, 2024
- Private funds · 4 to 3Jan 26, 2024 to Apr 5, 2024
- Advisory employees · 7 to 8Sep 15, 2023 to Jan 26, 2024
- Employees · 14 to 18Sep 15, 2023 to Jan 26, 2024
- Accounts · 7 to 6Oct 22, 2022 to Sep 15, 2023
- Discretionary RAUM · $259M to $236MOct 22, 2022 to Sep 15, 2023
- Non-discretionary RAUM · $54.6M to $47.7MOct 22, 2022 to Sep 15, 2023
- Pooled vehicle RAUM · $259M to $236MOct 22, 2022 to Sep 15, 2023
- RAUM · $314M to $284MOct 22, 2022 to Sep 15, 2023
- Accounts · 8 to 7Oct 5, 2022 to Oct 22, 2022
- Pooled vehicle clients · 5 to 4Oct 5, 2022 to Oct 22, 2022
- Other offices · 3 to 4Oct 5, 2022 to Oct 22, 2022
- Private funds · 5 to 4Oct 5, 2022 to Oct 22, 2022
- Discretionary RAUM · $265M to $259MOct 5, 2022 to Oct 22, 2022
- Pooled vehicle RAUM · $265M to $259MOct 5, 2022 to Oct 22, 2022
- RAUM · $320M to $314MOct 5, 2022 to Oct 22, 2022
- Accounts · 7 to 8Jun 28, 2022 to Oct 5, 2022
- Charity clients · 1 to 2Jun 28, 2022 to Oct 5, 2022
- Employees · 15 to 14Jun 28, 2022 to Oct 5, 2022
- Discretionary RAUM · $284M to $265MJun 28, 2022 to Oct 5, 2022
- Non-discretionary RAUM · $56.9M to $54.6MJun 28, 2022 to Oct 5, 2022
- Pooled vehicle RAUM · $284M to $265MJun 28, 2022 to Oct 5, 2022
Signals
9 dated events
- P••• M••••• Leroux (Partner, Finance & Operations) appeared on Schedule A of S••••• A•••• M••••••••• I•••Oct 22, 2022 · Control person joined · fact
- Nmn P•••••• H•••• (Partner, Business Development) appeared on Schedule A of S••••• A•••• M••••••••• I•••Oct 22, 2022 · Control person joined · fact
- M••••••• R•••••• R••••••••• (Partner, Impact Mandates) appeared on Schedule A of S••••• A•••• M••••••••• I•••Oct 22, 2022 · Control person joined · fact
- Nmn Gerhard Pries (Chair And Founder, President) no longer on Schedule A of S••••• A•••• M••••••••• I••• (listed 2022-06-28, absent 2022-10-05)Oct 5, 2022 · Control person left · inference
- Jahoda P•••us Ingram (Shareholder) no longer on Schedule A of S••••• A•••• M••••••••• I••• (listed 2022-05-25, absent 2022-06-28)Jun 28, 2022 · Control person left · inference
- D••• L•••• B•••••••• (Managing Director Of Strategy And Marketing) no longer on Schedule A of S••••• A•••• M••••••••• I••• (listed 2020-01-15, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Jahoda P•••us Ingram (Shareholder) appeared on Schedule A of S••••• A•••• M••••••••• I•••Aug 27, 2019 · Control person joined · fact
- D••• L•••• B•••••••• (Managing Director Of Strategy And Marketing) appeared on Schedule A of S••••• A•••• M••••••••• I•••Aug 27, 2019 · Control person joined · fact
- M•••••• M•••• D•••• (Shareholder) no longer on Schedule A of S••••• A•••• M••••••••• I••• (listed 2018-11-27, absent 2019-08-13)Aug 13, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- S••••• A•••• M••••••••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- emiif.fundreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1-519-883-7557reportedpublic record, Form ADV, Jan 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026