DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••• V•••••• O••••••••• F•••• L•••
Gross asset value
$312M
as of Aug 12, 2024; not a fund size
Peak GAV
$312M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
0%
Reported
28 filings
Feb 24, 2020 to Aug 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$312M as of Aug 12, 2024
Feb 24, 2020$101M then
Owners12 as of Aug 12, 2024
Feb 24, 20202 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-352389reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- American Stock Transfer & Trust Company, LLCBrooklyn, New York · LEI 254900TS5EWP83BEOU02
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Computershare Trust Company, National AssociationCanton, Massachusetts · LEI 2549001YYB62BVMSAO13
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons