DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••••• M••••• F••• L•
Gross asset value
$4.8M
as of Aug 30, 2023; not a fund size
Peak GAV
$11.6M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
13%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Apr 24, 2012 to Aug 30, 2023
Reporting history
one row per Form ADV filing
Gross asset value$4.8M as of Aug 30, 2023
Apr 24, 2012$6.2M then
Owners8 as of Aug 30, 2023
Apr 24, 20127 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-178764reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABN63
Across DFX
shared identifiers only
- S••••• M••••• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 13%reportedadviser and related persons