DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
M•••••• C•••••• P••••••• M••••• F••• L•••
Gross asset value
$117M
as of Mar 25, 2019; not a fund size
Peak GAV
$142M
highest filing
Owners
159
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Feb 22, 2017 to Mar 25, 2019
Reporting history
one row per Form ADV filing
Gross asset value$117M as of Mar 25, 2019
Feb 22, 2017$81.2M then
Owners159 as of Mar 25, 2019
Feb 22, 20179 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-272070reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Capital One BankNew York, New York · LEI LKE37K2B8CFZUR7F9816
- Citco Banking CorporationWillemstad, Curacao · LEI 549300HEYP0HGEVT8L46
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons