DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••• D•••••• R••••••• V•••• P•••••••• L•••
Gross asset value
$35,905
as of Feb 2, 2022; not a fund size
Peak GAV
$186M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
65%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
44 filings
Mar 30, 2012 to Feb 2, 2022
Reporting history
one row per Form ADV filing
Gross asset value$35,905 as of Feb 2, 2022
Mar 30, 2012$186M then
Owners13 as of Feb 2, 2022
Mar 30, 201246 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-6994538922reported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-129856reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York
- Hsbc Private BankNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Northern TrustDallas, Texas
- Wells Fargo Bank, N.A.Roanoke, Virginia
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 65%reportedadviser and related persons