DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••• C••••••• L•••

Asset manager (funds and pooled vehicles)Dallas, TexasCRD 118156SEC 801-60758websiteIAPD
Latest filing Aug 6, 2026
First filing on the tape Mar 30, 2012 · 61 filings
SEC status approved since Dec 11, 2001
RAUM
$530M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$530M
derived; firm RAUM over IAPD count
Employees
26
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
61 filings and snapshots on the tape
RAUM$530M as of Aug 6, 2026
Mar 30, 2012$14B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 6, 2026
Mar 28, 20131 then
Employees (5.A)26 as of Aug 6, 2026
Mar 28, 2013152 then
Private funds11 as of Aug 6, 2026
Mar 30, 201220 then
RAUM +99% over the last fiscal year-37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$530MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$37.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
26.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$530M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
14reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C•••• D•••• C••••••Dallas, TxJul 20, 200633 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      37 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      D••••• B•••• D•••••• O••••••• L•••Hedge Fund$1.2B111Mar 30, 2012
      B•••• D•••••• R••••••• V•••• O••••••• L•••no longer reportedHedge Fund$518M18Mar 30, 2012
      B•••• D•••••• A•••••••• O••••••• L•••Hedge Fund$494M394Mar 30, 2012
      B•••• D•••••• E••••• L•• O••••••• L••no longer reportedHedge Fund$488M2May 29, 2015
      C•••••••• L••• I••• L•••no longer reportedSecuritized Asset Fund$386M3Mar 29, 2016
      C•••••••• L••• I•• L•••no longer reportedSecuritized Asset Fund$384M2Mar 30, 2017
      C•••••••• L••• I•• L•••no longer reportedSecuritized Asset Fund$384M2Oct 19, 2015
      B•••• D•••••• R••••••• V•••• C•••••• L•••no longer reportedHedge Fund$351M3Aug 20, 2015
      B•••• D•••••• M••••••• O••••••••• O••••••• I•• L•••no longer reportedHedge Fund$292M2Mar 30, 2012
      B•••• D•••••• T••••••• O••••••• L•••no longer reportedHedge Fund$144M17Mar 30, 2012
      B•••• D•••••• O• O••••••• F••• L•••no longer reportedHedge Fund$57.3M19Mar 30, 2012
      B•••• D•••••• S•• O••••••• L•••no longer reportedHedge Fund$15.7M1May 30, 2013
      B•••• D•••••• O••••••• L•••Hedge Fund$14.2M7Mar 30, 2012
      D••••• B•••• D••••••• L•••Hedge Fund$12.1M85Mar 30, 2012
      B•••• D•••••• C•••• E•••••• L•••Hedge Fund$6.4M3Jun 29, 2021
      B•••• D•••••• I••••••••• L•••Hedge Fund$3.5M26Mar 29, 2019
      D••••• B•••• D•••••• I••••••••• L•••Hedge Fund$3.5M26Mar 29, 2018
      D••••• B•••• D•••••• L•••Hedge Fund$2.7M25Mar 30, 2012
      B•••• D•••••• A•••••••• L•••Hedge Fund$1.9M157Mar 30, 2012
      B•••• D•••••• A•••••••• P•••••••• L•••Hedge Fund$606,260236Mar 30, 2012
      B•••• D•••••• S•• L••no longer reportedHedge Fund$493,7453May 30, 2013
      B•••• D•••••• R••••••• V•••• L•••no longer reportedHedge Fund$176,6024Mar 30, 2012
      B•••• D•••••• E••••• L•• L•••no longer reportedHedge Fund$74,93027May 29, 2015
      B•••• D•••••• T•••••••• L•••no longer reportedHedge Fund$61,4837Mar 30, 2012
      B•••• D•••••• T••••••• L•••no longer reportedHedge Fund$53,9509Mar 30, 2012
      B•••• D•••••• E••••• L••• L•••no longer reportedHedge Fund$37,48552May 29, 2015
      B•••• D•••••• R••••••• V•••• P•••••••• L•••no longer reportedHedge Fund$35,90513Mar 30, 2012
      B•••• D•••••• L•••Hedge Fund$33,3961Mar 30, 2012
      B•••• D•••••• P•••••••• L•••Hedge Fund$1,9395Mar 30, 2012
      B•••• D•••••• M••••••• O••••••••• I•• L•••no longer reportedHedge Fund$9309Mar 30, 2012
      B•••• D•••••• M••••••• O••••••••• I• L•••no longer reportedHedge Fund$00Mar 30, 2012
      B•••• D•••••• S••••••••• O••••••••• O••••••• L•••no longer reportedHedge Fund$00Mar 30, 2012
      B•••• D•••••• S••• L•••no longer reportedHedge Fund$00May 30, 2013
      B•••• D•••••• E••••• S••••• L•••no longer reportedHedge Fund$00May 29, 2015
      B•••• D•••••• M••••• 2••• • I• L••••••no longer reportedOther Private Fund$00Mar 31, 2014
      B•••• D•••••• E••••• S••••• L•••no longer reportedHedge Fund$00May 29, 2015
      B•••• D•••••• C•••• E••••• O••••••• L•••Hedge Fund$03Jun 29, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• C••••• D•••• · President, Chief Investment Officercontrol
        since 08/1993 · owns 75% or more
      • C••••••• N••••• P••••• · L•••••• Partnercontrol
        since 08/1993 · owns less than 5%
      • G••••••••• T•••••• A•••• · Chief Operating Officercontrol
        since 08/2021 · owns less than 5%
      • I••••••• R•••• · Senior Counsel And Chief Compliance Officercontrol
        since 06/2023 · owns less than 5%
      • C••••••• C••••• D•••• · Sole Shareholder/Directorcontrol
        since 01/2022 · owns 75% or more of A••••• I••••••••• C•••• I•
      Entity owners
      • A••••• I••••••••• C•••• I• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • C•••••• C•••••• G•• L•••
        investment adviserbankpooled vehicle sponsorn
      • C•••••• C•••••• U• L••
        investment adviserbanky
      Advisers that list C•••••• C••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $597M to $530M
        Jul 8, 2026 to Aug 6, 2026
      • Pooled vehicle RAUM · $597M to $530M
        Jul 8, 2026 to Aug 6, 2026
      • RAUM · $597M to $530M
        Jul 8, 2026 to Aug 6, 2026
      • Private funds · 12 to 11
        May 4, 2026 to Jul 8, 2026
      • Discretionary RAUM · $429M to $597M
        May 4, 2026 to Jul 8, 2026
      • Pooled vehicle RAUM · $429M to $597M
        May 4, 2026 to Jul 8, 2026
      • RAUM · $429M to $597M
        May 4, 2026 to Jul 8, 2026
      • Accounts · 13 to 14
        Mar 2, 2026 to May 4, 2026
      • Pooled vehicle clients · 13 to 14
        Mar 2, 2026 to May 4, 2026
      • Discretionary RAUM · $344M to $429M
        Mar 2, 2026 to May 4, 2026
      • Pooled vehicle RAUM · $344M to $429M
        Mar 2, 2026 to May 4, 2026
      • RAUM · $344M to $429M
        Mar 2, 2026 to May 4, 2026
      • Accounts · 12 to 13
        Feb 24, 2026 to Mar 2, 2026
      • Pooled vehicle clients · 12 to 13
        Feb 24, 2026 to Mar 2, 2026
      • Discretionary RAUM · $293M to $344M
        Feb 24, 2026 to Mar 2, 2026
      • Pooled vehicle RAUM · $293M to $344M
        Feb 24, 2026 to Mar 2, 2026
      • RAUM · $293M to $344M
        Feb 24, 2026 to Mar 2, 2026
      • Accounts · 14 to 12
        Dec 11, 2025 to Feb 24, 2026
      • Advisory employees · 9 to 10
        Dec 11, 2025 to Feb 24, 2026
      • Pooled vehicle clients · 14 to 12
        Dec 11, 2025 to Feb 24, 2026
      • Employees · 25 to 26
        Dec 11, 2025 to Feb 24, 2026
      • Private funds · 13 to 12
        Dec 11, 2025 to Feb 24, 2026
      • Discretionary RAUM · $266M to $293M
        Dec 11, 2025 to Feb 24, 2026
      • Pooled vehicle RAUM · $266M to $293M
        Dec 11, 2025 to Feb 24, 2026
      • RAUM · $266M to $293M
        Dec 11, 2025 to Feb 24, 2026
      • Accounts · 13 to 14
        Mar 28, 2025 to Dec 11, 2025
      • Pooled vehicle clients · 13 to 14
        Mar 28, 2025 to Dec 11, 2025
      • Private funds · 12 to 13
        Mar 28, 2025 to Dec 11, 2025
      • Accounts · 15 to 13
        Jul 9, 2024 to Mar 28, 2025
      • Advisory employees · 22 to 9
        Jul 9, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 14 to 13
        Jul 9, 2024 to Mar 28, 2025
      • Assets in custody · 1729778829.0 to unset
        Jul 9, 2024 to Mar 28, 2025
      • Custody of client assets · true to false
        Jul 9, 2024 to Mar 28, 2025
      • Employees · 56 to 25
        Jul 9, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Jul 9, 2024 to Mar 28, 2025
      • Private funds · 13 to 12
        Jul 9, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.0B to $266M
        Jul 9, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $1.8B to $266M
        Jul 9, 2024 to Mar 28, 2025
      • RAUM · $2.0B to $266M
        Jul 9, 2024 to Mar 28, 2025
      • Related adviser · true to false
        Jul 9, 2024 to Mar 28, 2025
      Signals
      13 dated events
      • C•••••• C••••••• L••• reported RAUM $597.2M, up 39% from $429.3M (2026-05-04 to 2026-07-08)
        Jul 8, 2026 · RAUM change · derived
      • C•••••• C••••••• L••• reported RAUM $266.2M, down 87% from $2.0B (2024-07-09 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • Z. Ewelina Post (Chief Compliance Officer) no longer on Schedule A of C•••••• C••••••• L••• (listed 2023-03-23, absent 2023-06-07)
        Jun 7, 2023 · Control person left · inference
      • R•••• I•••••• (Senior Counsel And Chief Compliance Officer) appeared on Schedule A of C•••••• C••••••• L•••
        Jun 7, 2023 · Control person joined · fact
      • C•••••• C••••••• L••• reported RAUM $2.1B, down 61% from $5.4B (2022-11-03 to 2023-03-23)
        Mar 23, 2023 · RAUM change · derived
      • Breen Lynne Alpar (Chief Financial Officer, Limited Partner) no longer on Schedule A of C•••••• C••••••• L••• (listed 2022-08-25, absent 2022-08-26)
        Aug 26, 2022 · Control person left · inference
      • Arthur Michael Umayam (General Counsel And Chief Compliance Officer) no longer on Schedule A of C•••••• C••••••• L••• (listed 2022-04-04, absent 2022-08-25)
        Aug 25, 2022 · Control person left · inference
      • Z. Ewelina Post (Chief Compliance Officer) appeared on Schedule A of C•••••• C••••••• L•••
        Aug 25, 2022 · Control person joined · fact
      • C•••••• C••••••• L••• reported RAUM $5.4B, down 30% from $7.7B (2022-02-02 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • Aaron Travis Goldammer (Chief Operating Officer) appeared on Schedule A of C•••••• C••••••• L•••
        Sep 22, 2021 · Control person joined · fact
      • Anthony Joseph Brucchieri (Chief Operating Officer And Chief Legal Officer) no longer on Schedule A of C•••••• C••••••• L••• (listed 2021-03-31, absent 2021-04-21)
        Apr 21, 2021 · Control person left · inference
      • C•••••• C••••••• L••• reported RAUM $7.7B, down 40% from $12.9B (2021-02-22 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • David Michael Weinberg (Chief Operating Officer) no longer on Schedule A of C•••••• C••••••• L••• (listed 2018-10-01, absent 2019-01-08)
        Jan 8, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      LINKEDIN.COM/COMPANY/C••••••-CAPITAL-L.P.reportedpublic record, Form ADV, Sep 19, 2026
      Website
      C••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      214-932-9600reportedpublic record, Form ADV, Aug 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $530Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026