DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• C•••••• U••• V•••••• P••••••• F••• X••• L•••
Gross asset value
$39.3M
as of Oct 30, 2024; not a fund size
Peak GAV
$293M
highest filing
Owners
51
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
32%
Reported
38 filings
Mar 28, 2013 to Oct 30, 2024
Reporting history
one row per Form ADV filing
Gross asset value$39.3M as of Oct 30, 2024
Mar 28, 2013$0 then
Owners51 as of Oct 30, 2024
Mar 28, 201356 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-182853reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Carta, Inc.San Francisco, California
- First Republic BankSan Francisco, California
- Silicon Valley Bank, A Division Of First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- J.P. Morgan Chase Bank, N.A.New York, New York
- Morgan Stanley Private Wealth ManagementOrinda, California
- Solium Capital UlcCalgary, Canada
Across DFX
shared identifiers only
- S•••••• C•••••• U••• V•••••• P••••••• F••• X••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons