DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•••••••• I••••••••• F••• L•••
Gross asset value
$1.9B
as of Mar 26, 2024; not a fund size
Peak GAV
$6.9B
highest filing
Owners
66
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
24%
of the fund
Owned by funds
33%
fund-of-funds interests
Non-US owners
62%
Reported
22 filings
Feb 14, 2012 to Mar 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.9B as of Mar 26, 2024
Feb 14, 2012$6.0B then
Owners66 as of Mar 26, 2024
Feb 14, 201294 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Bermudareported
- Clients solicited
- noreported
- Form D file number
- 021-280702reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Barclays Bank PlcLondon, United Kingdom · LEI G5GSEF7VJ5I7OUK5573
- Barclays Capital Inc.London, United Kingdom · LEI AC28XWWI3WIBK2824319
- Bmo Harris Bank NaChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Bnp Paribas Securities Corp.New York, New York
- Bny Mellon Capital Markets, LLCNew York, New York · LEI VJW2DOOHGDT6PR0ZRO63
- Bofa Securities, Inc.New York, New York · LEI 549300HN4UKV1E2R3U73
- Credit Suisse (Brazil) S.A.Sao Paulo, Brazil · LEI 549300XJIYZSQQTM4P24
- Fidelity Prime ServicesBoston, Massachusetts
- Goldman Sachs & Co. LLCNew York, New York
- Hsbc Bank USANew York, New York · LEI 1IE8VN30JCEQV1H4R804
- J.P. Morgan Ccvm SaSao Paulo, Brazil
- J.P. Morgan Chase Bank NaNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- J.P. Morgan Clearing Corp.Brooklyn, New York · LEI 549300BRNI54SX6NX725
- J.P. Morgan Securities LLCChicago, Illinois · LEI ZBUT11V806EZRVTWT807
- J.P. Morgan Securities PlcLondon, United Kingdom · LEI K6Q0W1PS1L1O4IQL9C32
- Merrill Lynch InternationalLondon, United Kingdom · LEI GGDZP1UYGU9STUHRD948
- Morgan Stanley & Co. LLCNew York, New York · LEI 9R7GPTSO7KV3UQJZQ078
- Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
- Societe Generale SaNew York, New York · LEI O2RNE8IBXP4R0TD8PU41
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 24%reportedadviser and related persons