DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
C••••••• W••••• P•••••••• L•• • C•••••• S••• A•• S•••
Gross asset value
$82.5M
as of Dec 20, 2024; not a fund size
Peak GAV
$82.5M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$1,000
as reported
Adviser and related own
65%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
24 filings
Mar 29, 2019 to Dec 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$82.5M as of Dec 20, 2024
Mar 29, 2019$25.5M then
Owners29 as of Dec 20, 2024
Mar 29, 201924 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 42% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells FargoSalt Lake City, Utah
Across DFX
shared identifiers only
- C••••••• S••••• H•••••••• L•• • C•••••• S••• a•• S••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 65%reportedadviser and related persons