DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••••••• A•••••••• O••••••••• M••••• F•••• L•
Private Equity Fundadvised byB•••••••• C•••••• M••••••••• L••mixed wealth805-7955401834no longer reportedIAPD
Gross asset value
$368M
as of Apr 28, 2017; not a fund size
Peak GAV
$368M
highest filing
Owners
102
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
27%
fund-of-funds interests
Non-US owners
11%
Reported
11 filings
Mar 31, 2015 to Apr 28, 2017
Reporting history
one row per Form ADV filing
Gross asset value$368M as of Apr 28, 2017
Mar 31, 2015$120M then
Owners102 as of Apr 28, 2017
Mar 31, 201552 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- 021-220923reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Northern TrustChicago, Illinois
Across DFX
shared identifiers only
- B•••••••• A•••••••• O••••••••• M••••• F•••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 9.0%reportedadviser and related persons