DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••••••• B••••••••• O••••••••• F••• L•
Gross asset value
$189M
as of Mar 28, 2024; not a fund size
Peak GAV
$189M
highest filing
Owners
28
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
70%
of the fund
Owned by funds
69%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 30, 2021 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$189M as of Mar 28, 2024
Mar 30, 2021$86.0M then
Owners28 as of Mar 28, 2024
Mar 30, 202120 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 7% of the adviser's clients investedreported
- Form D file number
- 021-371199reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citco Banking Corporation N.V.Willemstad, Curacao · LEI 549300HEYP0HGEVT8L46
- J.P. Morgan Securities LLCNew York, New York
- Northern Trust International Banking CorporationJersey City, New Jersey · LEI 54930042DBMRRWU1QM80
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 70%reportedadviser and related persons