DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••••• E• A•••••••• M••••• F••• L•
Gross asset value
$36.0M
as of Mar 31, 2022; not a fund size
Peak GAV
$62.7M
highest filing
Owners
14
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
50%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
32%
Reported
9 filings
Feb 25, 2019 to Mar 31, 2022
Reporting history
one row per Form ADV filing
Gross asset value$36.0M as of Mar 31, 2022
Feb 25, 2019$0 then
Owners14 as of Mar 31, 2022
Feb 25, 20190 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-331844reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcNew York, New York · LEI G5GSEFF7VJP517OUK557
- Bnp Paribas Securities Corp.Paris, France
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- J.P. Morgan Securities LLCNew York, New York
- J.P. Morgan Securities PlcLondon, United Kingdom · LEI K6Q0W1PS1L1O4IQL9C32
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 50%reportedadviser and related persons