DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••••• S••••• L••• F••• I• M••••• L•
Gross asset value
$139M
as of Mar 11, 2019; not a fund size
Peak GAV
$268M
highest filing
Owners
16
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
15%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
33%
Reported
43 filings
Mar 25, 2013 to Mar 11, 2019
Reporting history
one row per Form ADV filing
Gross asset value$139M as of Mar 11, 2019
Mar 25, 2013$123M then
Owners16 as of Mar 11, 2019
Mar 25, 20138 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-191876reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Deutsche Bank AgNew York, New York
- Deutsche Bank Securities Inc.New York, New York
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 15%reportedadviser and related persons