DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• S••••••••• I••••••••• F••• L•
Gross asset value
$1.3B
as of Oct 11, 2024; not a fund size
Peak GAV
$1.3B
highest filing
Owners
2
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
62 filings
Mar 29, 2012 to Oct 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.3B as of Oct 11, 2024
Mar 29, 2012$211M then
Owners2 as of Oct 11, 2024
Mar 29, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- National Financial Services LLCJersey City, New Jersey
- Northern Trust (Guernsey) LimitedSt Peter Port, Guernsey
- The Northern Trust CompanyChicago, Illinois
- UBS AgSan Francisco, California
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons