DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• D••••••• U• S•••• E••••• F•••••• L•••
Private Equity Fundadvised byC•••••• D•••••••• I•••asset manager805-8264570096no longer reportedIAPD
Gross asset value
$0
as of Sep 19, 2017; not a fund size
Peak GAV
$2.6M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$225,000
as reported
Adviser and related own
0%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
100%
Reported
5 filings
Mar 30, 2016 to Sep 19, 2017
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Sep 19, 2017
Mar 30, 2016$2.6M then
Owners4 as of Sep 19, 2017
Mar 30, 20164 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-7823927877reported
- Fund of funds
- yesreported
- Organized in
- United Kingdomreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-149471reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Merrill LynchChicago, Illinois
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
Across DFX
shared identifiers only
- C•••••• D••••••• U• S•••• E••••• F•••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons