DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O••••• M••••••••• C••••• F•••• L••
Gross asset value
$231M
as of Mar 27, 2024; not a fund size
Peak GAV
$242M
highest filing
Owners
268
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Aug 17, 2021 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$231M as of Mar 27, 2024
Aug 17, 2021$30.0M then
Owners268 as of Mar 27, 2024
Aug 17, 202115 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-1869087reportedthe join to the Form D offering
- Type as written
- MORTGAGE-BACKED SECURITIES FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Securities LLCChicago, Illinois
- Wintrust Investments LLCNorthfield, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons